| |
The United States: Beginnings and
Rise to World Power
|
1789-1917
|
|
|
The United States, spiritually still strongly rooted in
the European tradition, strove to develop its own identity. A
foreign policy of isolationism, manifested in the Monroe
Doctrine, was implemented. During the 19th century, the
territory of the United States increased through the purchase
and annexation of land. After 1828 the differences between the
Southern and Northern states became increasingly apparent,
particularly over the issue of slave ownership. The Civil War
from 1861 to 1865 traumatized the young country. Nevertheless,
the Union was preserved with the North's victory. After the
Civil War, the country's economic and technological ascent
began. The entry of the United States into World War I in 1917
signaled the abandonment of isolationism.
|
|
Founding Years
|
In the early years, there was intense debate over the
sociopolitical orientation of the young republic. The
unfortunate involvement of the United States in European
disputes led to the isolationist policy of the Monroe Doctrine,
which was formulated in 1823.
|
|
After the 13 original states ratified the US constitution in
1787, two years after it had been drafted in Philadelphia,
George Washington was elected the first president, with John
Adams as vice president, serving a term from 1789 until 1797.
The political options open to the young nation were explored
during the first years. Two positions developed: a course toward
a strong national government that would promote industry and
commerce, advocated by Alexander Hamilton and others and later
adopted by the Federalist party; or an agriculturally oriented
America with strong individual states, an idea endorsed by the
Democratic party headed by Thomas Jefferson. In 1794 farmers
were forced to accept a federal excise tax on whisky.
While Washington had promoted a policy of noninterference, the
question of whether to ally with France or England arose during
the presidency of John Adams (1797-1801). The question was
whether to tolerate the Royal Navy stopping and searching United
States ships and pressing American seamen into the Navy.
In 1803, Thomas Jefferson (1801-1809) bought the vast stretch of
land between the Mississippi River and the Rocky Mountains—the
Louisiana Purchase— from France, doubling the territory of the
United States.
In foreign affairs, the United States became embroiled in the
war between Napoleon and Great Britain, leading to war against
the British under President Madison. The experience led to James
Monroe's (1817—1825) declaration of the Monroe Doctrine on
December 2,1823, stating that the United States would neither
interfere in European conflicts nor tolerate colonization
attempts by European powers in the Americas. With the economic
upswing after the War of 1812 came the development of the
Midwestern territories by farmers searching for new land. This
precipitated continuing conflicts with the Indian tribes which
had been driven north or settled in reservations.
|
|
|
|
George
Washington
1793
"'Tis our true policy to steer clear of permanent
alliances with any portion of the foreign world."
|
|
|
|
|
|
|
The Supreme
Court
The young United States endeavored to
follow the separation of powers advocated by the French
philosopher Montesquieu.
John Marshall, who served as Chief Justice of the
Supreme Court from 1801 to 1835, repeatedly restricted
the presumption of authority of presidents Jefferson and
Madison.
In the case of Marbury v. Madison in 1803, he succeeded
in establishing the right of the Supreme Court to review
the constitutionality of federal laws and, when
necessary, to nullify them.
|
|
|
|
|
|
Founding Fathers of the United States
|
|
|
|
|
|
|

George Washington,
John Adams, Samuel Adams, Benjamin Franklin,
Alexander Hamilton,
Thomas Jefferson, Patrick Henry, James Madison, John
Marshall, George Mason
|
|
|
|
|
|
Founding Fathers
United States history
Main
the most prominent statesmen of America’s Revolutionary
generation, responsible for the successful war for colonial
independence from Great Britain, the liberal ideas celebrated in
the Declaration of Independence, and the republican form of
government defined in the United States Constitution. While
there are no agreed-upon criteria for inclusion, membership in
this select group customarily requires conspicuous contributions
at one or both of the foundings of the United States: during the
American Revolution, when independence was won, or during the
Constitutional Convention, when nationhood was achieved.
Although the list of members can expand and contract in
response to political pressures and ideological prejudices of
the moment, the following 10, presented alphabetically,
represent the “gallery of greats” that has stood the test of
time:
George Washington, John Adams, Samuel Adams,
Benjamin Franklin, Alexander Hamilton, Thomas
Jefferson, Patrick Henry, James Madison,
John Marshall, and George Mason.
There is a nearly unanimous consensus that George Washington was
the Foundingest Father of them all.
The debate
Within the broader world of popular opinion in the United
States, the Founding Fathers are often accorded near mythical
status as demigods who occupy privileged locations on the slopes
of some American version of Mount Olympus. Within the narrower
world of the academy, however, opinion is more divided. In
general, scholarship at the end of the 20th century and the
beginning of the 21st has focused more on ordinary and
“inarticulate” Americans in the late 18th century, the periphery
of the social scene rather than the centre. And much of the
scholarly work focusing on the Founders has emphasized their
failures more than their successes, primarily their failure to
end slavery or reach a sensible accommodation with the Native
Americans.
The very term Founding Fathers has also struck some scholars
as inherently sexist, verbally excluding women from a prominent
role in the founding. Such influential women as Abigail Adams,
Dolley Madison, and Mercy Otis Warren made significant
contributions that merit attention, despite the fact that the
Founding Fathers label obscures their role.
As a result, the Founding Fathers label that originated in
the 19th century as a quasi-religious and nearly reverential
designation has become a more controversial term in the 21st.
Any assessment of America’s founding generation has become a
conversation about the core values embodied in the political
institutions of the United States, which are alternatively
celebrated as the wellspring of democracy and a triumphant
liberal legacy or demonized as the source of American arrogance,
racism, and imperialism.
For at least two reasons, the debate over its Founders
occupies a special place in America’s history that has no
parallel in the history of any European nation-state. First, the
United States was not founded on a common ethnicity, language,
or religion that could be taken for granted as the primal source
of national identity. Instead, it was founded on a set of
beliefs and convictions, what Thomas Jefferson described as
self-evident truths, that were proclaimed in 1776 and then
embedded in the Bill of Rights of the Constitution. To become an
American citizen is not a matter of bloodlines or genealogy but
rather a matter of endorsing and embracing the values
established at the founding, which accords the men who invented
these values a special significance. Second, the American system
of jurisprudence links all landmark constitutional decisions to
the language of the Constitution itself and often to the
“original intent” of the framers. Once again, this legal
tradition gives the American Founders an abiding relevance in
current discussions of foreign and domestic policy that would be
inconceivable in most European countries.
Finally, in part because so much always seems to be at stake
whenever the Founding Fathers enter any historical conversation,
the debate over their achievement and legacy tends to assume a
hyperbolic shape. It is as if an electromagnetic field surrounds
the discussion, driving the debate toward mutually exclusive
appraisals. In much the same way that adolescents view their
parents, the Founders are depicted as heroic icons or despicable
villains, demigods or devils, the creators of all that is right
or all that is wrong with American society. In recent years the
Founder whose reputation has been tossed most dramatically
across this swoonish arc is Thomas Jefferson, simultaneously the
author of the most lyrical rendition of the American promise to
the world and the most explicit assertion of the supposed
biological inferiority of African Americans.
Since the late 1990s a surge of new books on the Founding
Fathers, several of which have enjoyed surprising commercial and
critical success, has begun to break free of the hyperbolic
pattern and generate an adult rather than adolescent
conversation in which a sense of irony and paradox replaces the
old moralistic categories. This recent scholarship is heavily
dependent on the massive editorial projects, ongoing since the
1960s, that have produced a level of documentation on the
American Founders that is more comprehensive and detailed than
the account of any political elite in recorded history.
While this enormous avalanche of historical evidence bodes
well for a more nuanced and sophisticated interpretation of the
founding generation, the debate is likely to retain a special
edge for most Americans. As long as the United States endures as
a republican government established in the late 18th century,
all Americans are living the legacy of that creative moment and
therefore cannot escape its grand and tragic implications. And
because the American Founders were real men, not fictional
legends like Romulus and Remus of Rome or King Arthur of
England, they will be unable to bear the impossible burdens that
Americans reflexively, perhaps inevitably, need to impose upon
them.
The achievement
Given the overheated character of the debate, perhaps it is
prudent to move toward less contested and more factual terrain,
where it is possible to better understand what the fuss is all
about. What, in the end, did the Founding Fathers manage to do?
Once both the inflated and judgmental rhetorics are brushed
aside, what did they achieve?
At the most general level, they created the first modern
nation-state based on liberal principles. These include the
democratic principle that political sovereignty in any
government resides in the citizenry rather than in a divinely
sanctioned monarchy; the capitalistic principle that economic
productivity depends upon the release of individual energies in
the marketplace rather than on state-sponsored policies; the
moral principle that the individual, not the society or the
state, is the sovereign unit in the political equation; and the
judicial principle that all citizens are equal before the law.
Moreover, this liberal formula has become the preferred
political recipe for success in the modern world, vanquishing
the European monarchies in the 19th century and the totalitarian
regimes of Germany, Japan, and the Soviet Union in the 20th
century.
More specifically, the Founding Fathers managed to defy
conventional wisdom in four unprecedented achievements: first,
they won a war for colonial independence against the most
powerful military and economic power in the world; second, they
established the first large-scale republic in the modern world;
third, they invented political parties that institutionalized
the concept of a legitimate opposition; and fourth, they
established the principle of the legal separation of church and
state, though it took several decades for that principle to be
implemented in all the states. Finally, all these achievements
were won without recourse to the guillotine or the firing squad,
which is to say without the violent purges that accompanied
subsequent revolutions in France, Russia, and China. This was
the overarching accomplishment that the British philosopher
Alfred Lord North Whitehead had in mind when he observed that
there were only two instances in the history of Western
civilization when the political elite of an emerging empire
behaved as well as one could reasonably expect: the first was
Rome under Augustus, and the second was the United States under
the Founding Fathers.
The failure
Slavery was incompatible with the values of the American
Revolution, and all the prominent members of the Revolutionary
generation acknowledged that fact. In three important areas they
acted on this conviction: first, by ending the slave trade in
1808; second, by passing legislation in all the states north of
the Potomac River, which put slavery on the road to ultimate
extinction; and third, by prohibiting the expansion of slavery
into the Northwest Territory. But in all the states south of the
Potomac, where some nine-tenths of the slave population resided,
they failed to act. Indeed, by insisting that slavery was a
matter of state rather than federal jurisdiction, the Founding
Fathers implicitly removed the slavery question from the
national agenda. This decision had catastrophic consequences,
for it permitted the enslaved population to grow in size
eightfold (from 500,000 in 1775 to 4,000,000 in 1860), mostly by
natural reproduction, and to spread throughout all the southern
states east of the Mississippi River. And at least in
retrospect, the Founders’ failure to act decisively before the
slave population swelled so dramatically rendered the slavery
question insoluble by any means short of civil war.
There were at least three underlying reasons for this tragic
failure. First, many of the Founders mistakenly believed that
slavery would die a natural death, that decisive action was
unnecessary because slavery would not be able to compete
successfully with the wage labour of free individuals. They did
not foresee the cotton gin and the subsequent expansion of the
“Cotton Kingdom.” Second, all the early efforts to place slavery
on the national agenda prompted a threat of secession by the
states of the Deep South (South Carolina and Georgia were the
two states that actually threatened to secede, though Virginia
might very well have chosen to join them if the matter came to a
head), a threat especially potent during the fragile phase of
the early American republic. While most of the Founders regarded
slavery as a malignant cancer on the body politic, they also
believed that any effort to remove it surgically would in all
likelihood kill the young nation in the cradle. Finally, all
conversations about abolishing slavery were haunted by the
spectre of a free African American population, most especially
in those states south of the Potomac where in some locations
blacks actually outnumbered whites. None of the Founding Fathers
found it possible to imagine a biracial American society, an
idea that in point of fact did not achieve broad acceptance in
the United States until the middle of the 20th century.
Given these prevalent convictions and attitudes, slavery was
that most un-American item, an inherently intractable and
insoluble problem. As Jefferson so famously put it, the Founders
held “the wolfe by the ears” and could neither subdue him nor
afford to let him go. Virtually all the Founding Fathers went to
their graves realizing that slavery, no matter how intractable,
would become the largest and most permanent stain on their
legacy. And when Abraham Lincoln eventually made the decision
that, at terrible cost, ended slavery forever, he did so in the
name of the Founders. (See also Sidebar: The Founding Fathers
and Slavery.)
The other tragic failure of the Founders, almost as odious as
the failure to end slavery, was the inability to implement a
just policy toward the indigenous inhabitants of the North
American continent. In 1783, the year the British surrendered
control of the eastern third of North America in the Peace of
Paris, there were approximately 100,000 American Indians living
between the Alleghenies and the Mississippi. The first census
(1790) revealed that there were also 100,000 white settlers
living west of the Alleghenies, swelling in size every year (by
1800 they would number 500,000) and moving relentlessly
westward. The inevitable collision between these two peoples
posed the strategic and ultimately moral question: How could the
legitimate rights of the Indian population be reconciled with
the demographic tidal wave building to the east?
In the end, they could not. Although the official policy of
Indian removal east of the Mississippi was not formally
announced and implemented until 1830, the seeds of that
policy—what one historian has called “the seeds of
extinction”—were planted during the founding era, most
especially during the presidency of Thomas Jefferson (1801–09).
One genuine effort to avoid that outcome was made in 1790
during the presidency of George Washington. The Treaty of New
York with the Creek tribes of the early southwest proposed a new
model for American policy toward the Indians, declaring that
they should be regarded not as a conquered people with no legal
rights but rather as a collection of sovereign nations. Indian
policy was therefore a branch of foreign policy, and all
treaties were solemn commitments by the federal government not
subject to challenge by any state or private corporation.
Washington envisioned a series of American Indian enclaves or
homelands east of the Mississippi whose borders would be
guaranteed under federal law, protected by federal troops, and
bypassed by the flood of white settlers. But, as it soon became
clear, the federal government lacked the resources in money and
manpower to make Washington’s vision a reality. And the very act
of claiming executive power to create an Indian protectorate
prompted charges of monarchy, the most potent political epithet
of the age. Washington, who was accustomed to getting his way,
observed caustically that nothing short of “a Chinese Wall”
could protect the Native American tribes from the relentless
expansion of white settlements. Given the surging size of the
white population, it is difficult to imagine how the story could
have turned out differently.
The explanations
Meanwhile, the more mythical rendition of the Founders, which
continues to dominate public opinion outside the groves of
academe, presumes that their achievements dwarf their failures
so completely that the only question worth asking is: How did
they do it? More specifically, how did this backwoods province
on the western rim of the Atlantic world, far removed from the
epicentres of learning and culture in London and Paris, somehow
produce thinkers and ideas that transformed the landscape of
modern politics?
Two historical explanations have been offered, each focusing
on the special conditions present in Revolutionary America
favourable to the creation of leadership. The first explanation
describes the founding era as a unique moment that was
“postaristocratic” and “predemocratic.” In the former sense,
American society was more open to talent than England or the
rest of Europe, where hereditary bloodlines were essential
credentials for entry into public life. The Founders comprised
what Jefferson called “a natural aristocracy,” meaning a
political elite based on merit rather than genealogy, thus
permitting men of impoverished origins such as Alexander
Hamilton and Benjamin Franklin, who would have languished in
obscurity in London, to reach the top tier. In the latter (i.e.,
predemocratic) sense, the Founders were a self-conscious elite
unburdened by egalitarian assumptions. Their constituency was
not “the people” but “the public,” which they regarded as the
long-term interest of the citizenry that they—the Founders—had
been chosen to divine. Living between the assumptions of an
aristocratic and a democratic world without belonging fully to
either, the Founders maximized the advantages of both.
The second explanation focuses on the crisis-driven pressures
that forced latent talent to the surface. When Jefferson
concluded the Declaration of Independence by proclaiming that
all the signers of the document were wagering “our lives, our
fortunes, and our sacred honor” on the cause, he was engaging in
more than a rhetorical flourish. For example, when Washington
departed Mount Vernon for Philadelphia in May 1775, he presumed
that the British would burn his estate to the ground once war
was declared. An analogous gamble was required in 1787–88 to
endorse the unprecedented viability of a large-scale American
republic. The founding era, according to this explanation, was a
propitious all-or-nothing moment in which only those blessed
with uncommon conviction about the direction in which history
was headed could survive the test. The severe and unforgiving
political gauntlet the Founders were required to run eliminated
lukewarm patriots and selected for survival only those leaders
with the hard residue of unalloyed resolve.
This was probably what Ralph Waldo Emerson meant when he
cautioned the next generation of aspiring American leaders to
avoid measuring themselves against the Founders. They had the
incalculable advantage, Emerson observed, of being “present at
the creation” and thus seeing God “face to face.” All who came
after them could only see him secondhand.
A diverse collective
Thus far the identity, achievements, and failures of the
Founding Fathers have been considered as if they were the
expression of a composite personality with a singular
orientation. But this is wildly misleading. The term Founding
Fathers is a plural noun, which in turn means that the face of
the American Revolution is a group portrait. To be sure,
Washington was primus inter pares within the founding
generation, generally regarded, then and thereafter, as “the
indispensable figure.” But unlike subsequent revolutions in
France, Russia, and China, where a single person came to embody
the meaning of the revolutionary movement—Napoleon I, Vladimir
Ilich Lenin/Joseph Stalin, Mao Zedong—the revolutionary
experience in the United States had multiple faces and multiple
meanings that managed to coexist without ever devolving into a
unitary embodiment of authority. If one of the distinctive
contributions of the American political tradition was a
pluralistic conception of governance, its primal source was the
pluralistic character of the founding generation itself.
All the Founders agreed that American independence from Great
Britain was nonnegotiable and that whatever government was
established in lieu of British rule must be republican in
character. Beyond this elemental consensus, however, there was
widespread disagreement, which surfaced most dramatically in the
debate over ratification of the Constitution (1787–88). Two
prominent Founders, Patrick Henry and George Mason, opposed
ratification, claiming that the Constitution created a central
government that only replicated the arbitrary power of the
British monarchy and Parliament. The highly partisan politics of
the 1790s further exposed the several fault lines within the
founding elite. The Federalists, led by Washington, John Adams,
and Hamilton, were opposed by the Republicans, led by Jefferson
and James Madison. They disagreed over the proper allocation of
federal and state power over domestic policy, the response to
the French Revolution, the constitutionality of the Bank of the
United States, and the bedrock values of American foreign
policy. These disagreements often assumed a hyperbolic tone
because nothing less than the “true meaning” of the American
Revolution seemed at stake. In what became the capstone
correspondence of the Revolutionary generation, Adams and
Jefferson both went to their Maker on July 4, 1826, arguing
quite poignantly about their incompatible versions of the
Revolutionary legacy.
The ideological and even temperamental diversity within the
elite leadership group gave the American founding a distinctly
argumentative flavour that made all convictions, no matter how
cherished, subject to abiding scrutiny that, like history
itself, became an argument without end. And much like the
doctrine of checks and balances in the Constitution, the
enshrinement of argument created a permanent collision of
juxtaposed ideas and interests that generated a dynamic and
wholly modern version of political stability.
Religion and posterity
Although the Declaration of Independence mentioned “Nature’s
God” and the “Creator,” the Constitution made no reference to a
divine being, Christian or otherwise, and the First Amendment
explicitly forbade the establishment of any official church or
creed. There is also a story, probably apocryphal, that
Franklin’s proposal to call in a chaplain to offer a prayer when
a particularly controversial issue was being debated in the
Constitutional Convention prompted Hamilton to observe that he
saw no reason to call in foreign aid. If there is a clear legacy
bequeathed by the Founders, it is the insistence that religion
is a private matter in which the state should not interfere.
In recent decades Christian advocacy groups, prompted by
motives that have been questioned by some, have felt a powerful
urge to enlist the Founding Fathers in their respective
congregations. But recovering the spiritual convictions of the
Founders, in all their messy integrity, is not an easy task.
Once again, diversity is the dominant pattern. Franklin and
Jefferson were Deists, Washington harboured a pantheistic sense
of Providential destiny, John Adams began as a Congregationalist
and ended as a Unitarian, and Hamilton was a lukewarm Anglican
for most of his life but embraced a more actively Christian
posture after his son died in a duel. (See also Sidebar: The
Founding Fathers, Deism, and Christianity.)
One quasi-religious conviction they all shared, however, was
a discernible obsession with living on in the memory of
posterity. One reason the modern editions of their papers are so
monstrously large is that most of the Founders were compulsively
fastidious about preserving every scrap of paper they wrote or
received, all as part of a desire to leave a written record that
would assure their secular immortality in the history books.
(When John Adams and Jefferson discussed the possibility of a
more conventional immortality, they tended to describe heaven as
a place where they could resume their ongoing argument on
earth.) Adams, irreverent to the end, declared that if it could
ever be demonstrated conclusively that no future state existed,
his advice to every man, woman, and child was to “take opium.”
The only afterlife that the Founders considered certain was in
the memory of subsequent generations, which is to say us. In
that sense, this very introduction is a testimonial to their
everlasting life.
Joseph J. Ellis
Encyclopaedia Britannica
|
|
|
|
George Washington

+1 president of United States
byname Father of His Country
born February 22 [February 11, Old Style], 1732, Westmoreland
county, Virginia [U.S.]
died December 14, 1799, Mount Vernon, Virginia, U.S.
Overview
American Revolutionary commander-in-chief (1775–83) and first
president of the U.S. (1789–97).
Born into a wealthy family, he was educated privately. In
1752 he inherited his brother’s estate at Mount Vernon,
including 18 slaves; their ranks grew to 49 by 1760, though he
disapproved of slavery. In the French and Indian War he was
commissioned a colonel and sent to the Ohio Territory. After
Edward Braddock was killed, Washington became commander of all
Virginia forces, entrusted with defending the western frontier
(1755–58). He resigned to manage his estate and in 1759 married
Martha Dandridge Custis (1731–1802), a widow. He served in the
House of Burgesses (1759–74), where he supported the colonists’
cause, and later in the Continental Congress (1774–75). In 1775
he was elected to command the Continental Army. In the ensuing
American Revolution, he proved a brilliant commander and a
stalwart leader, despite several defeats. With the war
effectively ended by the capture of Yorktown (1781), he resigned
his commission and returned to Mount Vernon (1783). He was a
delegate to and presiding officer of the Constitutional
Convention (1787) and helped secure ratification of the
Constitution in Virginia. When the state electors met to select
the first president (1789), Washington was the unanimous choice.
He formed a cabinet to balance sectional and political
differences but was committed to a strong central government.
Elected to a second term, he followed a middle course between
the political factions that later became the Federalist Party
and the Democratic Party. He proclaimed a policy of neutrality
in the war between Britain and France (1793) and sent troops to
suppress the Whiskey Rebellion (1794). He declined to serve a
third term (thereby setting a 144-year precedent) and retired in
1797 after delivering his “Farewell Address.” Known as the
“father of his country,” he is universally regarded as one of
the greatest figures in U.S. history.
Main
American general and commander in chief of the colonial armies
in the American Revolution (1775–83) and subsequently first
president of the United States (1789–97). (For a discussion of
the history and nature of the presidency, see presidency of the
United States of America.)
Washington’s father, Augustine Washington, had gone to school
in England, had tasted seafaring life, and then settled down to
manage his growing Virginia estates. His mother was Mary Ball,
whom Augustine, a widower, had married early the previous year.
Washington’s paternal lineage had some distinction; an early
forebear was described as a “gentleman,” Henry VIII later gave
the family lands, and its members held various offices. But
family fortunes fell with the Puritan revolution in England, and
John Washington, grandfather of Augustine, migrated in 1657 to
Virginia. The ancestral home at Sulgrave, Northamptonshire, is
maintained as a Washington memorial. Little definite information
exists on any of the line until Augustine. He was an energetic,
ambitious man who acquired much land, built mills, took an
interest in opening iron mines, and sent his two oldest sons to
England for schooling. By his first wife, Jane Butler, he had
four children; by his second wife, Mary Ball, he had six.
Augustine died April 12, 1743.
Childhood and youth
Little is known of George Washington’s early childhood, spent
largely on the Ferry Farm on the Rappahannock River, opposite
Fredericksburg, Virginia. Mason L. Weems’s stories of the
hatchet and cherry tree and of young Washington’s repugnance to
fighting are apocryphal efforts to fill a manifest gap. He
attended school irregularly from his 7th to his 15th year, first
with the local church sexton and later with a schoolmaster named
Williams. Some of his schoolboy papers survive. He was fairly
well trained in practical mathematics—gauging, several types of
mensuration, and such trigonometry as was useful in surveying.
He studied geography, possibly had a little Latin, and certainly
read some of The Spectator and other English classics. The
copybook in which he transcribed at 14 a set of moral precepts,
or Rules of Civility and Decent Behaviour in Company and
Conversation, was carefully preserved. His best training,
however, was given him by practical men and outdoor occupations,
not by books. He mastered tobacco growing and stock raising, and
early in his teens he was sufficiently familiar with surveying
to plot the fields about him.
At his father’s death, the 11-year-old boy became the ward of
his eldest half brother, Lawrence, a man of fine character who
gave him wise and affectionate care. Lawrence inherited the
beautiful estate of Little Hunting Creek, which had been granted
to the original settler, John Washington, and which Augustine
had done much since 1738 to develop. Lawrence married Anne
(Nancy) Fairfax, daughter of Colonel William Fairfax, a cousin
and agent of Lord Fairfax and one of the chief proprietors of
the region. Lawrence also built a house and named the 2,500-acre
(1,000-hectare) holding Mount Vernon in honour of the admiral
under whom he had served in the siege of Cartagena. Living there
chiefly with Lawrence (though he spent some time near
Fredericksburg with his other half brother, Augustine, called
Austin), George entered a more spacious and polite world. Anne
Fairfax Washington was a woman of charm, grace, and culture;
Lawrence had brought from his English school and naval service
much knowledge and experience. A valued neighbour and relative,
George William Fairfax, whose large estate, Belvoir, was about 4
miles (6 km) distant, and other relatives by marriage, the
Carlyles of Alexandria, helped form George’s mind and manners.
The youth turned first to surveying as a profession. Lord
Fairfax, a middle-aged bachelor who owned more than 5,000,000
acres (2,000,000 hectares) in northern Virginia and the
Shenandoah Valley, came to America in 1746 to live with his
cousin George William at Belvoir and to look after his
properties. Two years later he sent to the Shenandoah Valley a
party to survey and plot his lands to make regular tenants of
the squatters moving in from Pennsylvania. With the official
surveyor of Prince William county in charge, Washington went
along as assistant. The 16-year-old lad kept a disjointed diary
of the trip, which shows skill in observation. He describes the
discomfort of sleeping under “one thread Bear blanket with
double its Weight of Vermin such as Lice Fleas & c”; an
encounter with an Indian war party bearing a scalp; the
Pennsylvania-German emigrants, “as ignorant a set of people as
the Indians they would never speak English but when spoken to
they speak all Dutch”; and the serving of roast wild turkey on
“a Large Chip,” for “as for dishes we had none.”
The following year (1749), aided by Lord Fairfax, Washington
received an appointment as official surveyor of Culpeper county,
and for more than two years he was kept almost constantly busy.
Surveying not only in Culpeper but also in Frederick and Augusta
counties, he made journeys far beyond the Tidewater region into
the western wilderness. The experience taught him
resourcefulness and endurance and toughened him in both body and
mind. Coupled with Lawrence’s ventures in land, it also gave him
an interest in western development that endured throughout his
life. He was always disposed to speculate in western holdings
and to view favourably projects for colonizing the West, and he
greatly resented the limitations that the crown in time laid on
the westward movement. In 1752 Lord Fairfax determined to take
up his final residence in the Shenandoah Valley and settled
there in a log hunting lodge, which he called Greenway Court
after a Kentish manor of his family’s. There Washington was
sometimes entertained and had access to a small library that
Fairfax had begun accumulating at Oxford.
The years 1751–52 marked a turning point in Washington’s
life, for they placed him in control of Mount Vernon. Lawrence,
stricken by tuberculosis, went to Barbados in 1751 for his
health, taking George along. From this sole journey beyond the
present borders of the United States, Washington returned with
the light scars of an attack of smallpox. In July of the next
year, Lawrence died, making George executor and residuary heir
of his estate should his daughter, Sarah, die without issue. As
she died within two months, Washington at age 20 became head of
one of the best Virginia estates. He always thought farming the
“most delectable” of pursuits. “It is honorable,” he wrote, “it
is amusing, and, with superior judgment, it is profitable.” And,
of all the spots for farming, he thought Mount Vernon the best.
“No estate in United America,” he assured an English
correspondent, “is more pleasantly situated than this.” His
greatest pride in later days was to be regarded as the first
farmer of the land.
He gradually increased the estate until it exceeded 8,000
acres (3,000 hectares). He enlarged the house in 1760 and made
further enlargements and improvements on the house and its
landscaping in 1784–86. He also tried to keep abreast of the
latest scientific advances.
For the next 20 years the main background of Washington’s
life was the work and society of Mount Vernon. He gave assiduous
attention to the rotation of crops, fertilization of the soil,
and the management of livestock. He had to manage the 18 slaves
that came with the estate and others he bought later; by 1760 he
had paid taxes on 49 slaves—though he strongly disapproved of
the institution and hoped for some mode of abolishing it. At the
time of his death, more than 300 slaves were housed in the
quarters on his property. He had been unwilling to sell slaves
lest families be broken up, even though the increase in their
numbers placed a burden on him for their upkeep and gave him a
larger force of workers than he required, especially after he
gave up the cultivation of tobacco. In his will, he bequeathed
the slaves in his possession to his wife and ordered that upon
her death they be set free, declaring also that the young, the
aged, and the infirm among them “shall be comfortably cloathed &
fed by my heirs.” Still, this accounted for only about half the
slaves on his property. The other half, owned by his wife, were
entailed to the Custis estate, so that on her death they were
destined to pass to her heirs. However, she freed all the slaves
in 1800 after his death.
For diversion Washington was fond of riding, fox hunting, and
dancing, of such theatrical performances as he could reach, and
of duck hunting and sturgeon fishing. He liked billiards and
cards and not only subscribed to racing associations but also
ran his own horses in races. In all outdoor pursuits, from
wrestling to colt breaking, he excelled. A friend of the 1750s
describes him as “straight as an Indian, measuring six feet two
inches in his stockings”; as very muscular and broad-shouldered
but, though large-boned, weighing only 175 pounds; and as having
long arms and legs. His penetrating blue-gray eyes were overhung
by heavy brows, his nose was large and straight, and his mouth
was large and firmly closed. “His movements and gestures are
graceful, his walk majestic, and he is a splendid horseman.” He
soon became prominent in community affairs, was an active member
and later vestryman of the Episcopal church, and as early as
1755 expressed a desire to stand for the Virginia House of
Burgesses.
Prerevolutionary military and political career » Early military
career
Traditions of John Washington’s feats as Indian fighter and
Lawrence Washington’s talk of service days helped imbue George
with military ambition. Just after Lawrence’s death, Lieutenant
Governor Robert Dinwiddie appointed George adjutant for the
southern district of Virginia at £100 a year (November 1752). In
1753 he became adjutant of the Northern Neck and Eastern Shore.
Later that year, Dinwiddie found it necessary to warn the French
to desist from their encroachments on Ohio Valley lands claimed
by the crown. After sending one messenger who failed to reach
the goal, he determined to dispatch Washington. On the day he
received his orders, October 31, 1753, Washington set out for
the French posts. His party consisted of a Dutchman to serve as
interpreter, the expert scout Christopher Gist as guide, and
four others, two of them experienced traders with the Indians.
Theoretically, Great Britain and France were at peace. Actually,
war impended, and Dinwiddie’s message was an ultimatum: the
French must get out or be put out.
The journey proved rough, perilous, and futile. Washington’s
party left what is now Cumberland, Maryland, in the middle of
November and, despite wintry weather and impediments of the
wilderness, reached Fort LeBoeuf, at what is now Waterford,
Pennsylvania, 20 miles (32 km) south of Lake Erie, without
delay. The French commander was courteous but adamant. As
Washington reported, his officers “told me, That it was their
absolute Design to take possession of the Ohio, and by God they
would do it.” Eager to carry this alarming news back, Washington
pushed off hurriedly with Gist. He was lucky to have gotten back
alive. An Indian fired at them at 15 paces but missed. When they
crossed the Allegheny River on a raft, Washington was jerked
into the ice-filled stream but saved himself by catching one of
the timbers. That night he almost froze in his wet clothing. He
reached Williamsburg, Virginia, on January 16, 1754, where he
hastily penned a record of the journey. Dinwiddie, who was
labouring to convince the crown of the seriousness of the French
threat, had it printed, and when he sent it to London, it was
reprinted in three different forms.
The enterprising governor forthwith planned an expedition to
hold the Ohio country. He made Joshua Fry colonel of a
provincial regiment, appointed Washington lieutenant colonel,
and set them to recruiting troops. Two agents of the Ohio
Company, which Lawrence Washington and others had formed to
develop lands on the upper Potomac and Ohio rivers, had begun
building a fort at what later became Pittsburgh, Pennsylvania.
Dinwiddie, ready to launch into his own war, sent Washington
with two companies to reinforce this post. In April 1754 the
lieutenant colonel set out from Alexandria with about 160 men at
his back. He marched to Cumberland only to learn that the French
had anticipated the British blow; they had taken possession of
the fort of the Ohio Company and had renamed it Fort Duquesne.
Happily, the Indians of the area offered support. Washington
therefore struggled cautiously forward to within about 40 miles
(60 km) of the French position and erected his own post at Great
Meadows, near what is now Confluence, Pennsylvania. From this
base, he made a surprise attack (May 28, 1754) upon an advance
detachment of 30 French, killing the commander, Coulon de
Jumonville, and nine others and taking the rest prisoners. The
French and Indian War had begun.
Washington at once received promotion to a full colonelcy and
was reinforced, commanding a considerable body of Virginia and
North Carolina troops, with Indian auxiliaries. But his attack
soon brought the whole French force down upon him. They drove
his 350 men into the Great Meadows fort (Fort Necessity) on July
3, besieged it with 700 men, and, after an all-day fight,
compelled him to surrender. The construction of the fort had
been a blunder, for it lay in a waterlogged creek bottom, was
commanded on three sides by forested elevations approaching it
closely, and was too far from Washington’s supports. The French
agreed to let the disarmed colonials march back to Virginia with
the honours of war, but they compelled Washington to promise
that Virginia would not build another fort on the Ohio for a
year and to sign a paper acknowledging responsibility for
“l’assassinat” of de Jumonville, a word that Washington later
explained he did not rightly understand. He returned to
Virginia, chagrined but proud, to receive the thanks of the
House of Burgesses and to find that his name had been mentioned
in the London gazettes. His remark in a letter to his brother
that “I have heard the bullets whistle; and believe me, there is
something charming in the sound” was commented on humorously by
the author Horace Walpole and sarcastically by King George II.
The arrival of General Edward Braddock and his army in
Virginia in February 1755, as part of the triple plan of
campaign that called for his advance on Fort Duquesne and in New
York Governor William Shirley’s capture of Fort Niagara and Sir
William Johnson’s capture of Crown Point, brought Washington new
opportunities and responsibilities. He had resigned his
commission in October 1754 in resentment of the slighting
treatment and underpayment of colonial officers and particularly
because of an untactful order of the British war office that
provincial officers of whatever rank would be subordinate to any
officer holding the king’s commission. But he ardently desired a
part in the war; “my inclinations,” he wrote a friend, “are
strongly bent to arms.” When Braddock showed appreciation of his
merits and invited him to join the expedition as personal
aide-de-camp, with the courtesy title of colonel, he therefore
accepted. His self-reliance, decision, and masterfulness soon
became apparent.
At table he had frequent disputes with Braddock, who, when
contractors failed to deliver their supplies, attacked the
colonials as supine and dishonest while Washington defended them
warmly. His freedom of utterance is proof of Braddock’s esteem.
Braddock accepted Washington’s unwise advice that he divide his
army, leaving half of it to come up with the slow wagons and
cattle train and taking the other half forward against Fort
Duquesne at a rapid pace. Washington was ill with fever during
June but joined the advance guard in a covered wagon on July 8,
begged to lead the march on Fort Duquesne with his Virginians
and Indian allies, and was by Braddock’s side when on July 9 the
army was ambushed and bloodily defeated.
In this defeat Washington displayed the combination of
coolness and determination, the alliance of unconquerable energy
with complete poise, that was the secret of so many of his
successes. So ill that he had to use a pillow instead of a
saddle and that Braddock ordered his body servant to keep
special watch over him, Washington was, nevertheless, everywhere
at once. At first he followed Braddock as the general bravely
tried to rally his men to push either forward or backward, the
wisest course the circumstances permitted. Then he rode back to
bring up the Virginians from the rear and rallied them with
effect on the flank. To him was largely due the escape of the
force. His exposure of his person was as reckless as Braddock’s,
who was fatally wounded on his fifth horse; Washington had two
horses shot out from under him and his clothes cut by four
bullets without being hurt. He was at Braddock’s deathbed,
helped bring the troops back, and was repaid by being appointed,
in August 1755, while still only 23 years old, commander of all
Virginia troops.
But no part of his later service was conspicuous. Finding
that a Maryland captain who held a royal commission would not
obey him, he rode north in February 1756 to Boston to have the
question settled by the commander in chief in America, Governor
Shirley, and, bearing a letter from Dinwiddie, had no difficulty
in carrying his point. On his return he plunged into a multitude
of vexations. He had to protect a weak, thinly settled frontier
nearly 400 miles (650 km) in length with only some 700
ill-disciplined colonial troops, to cope with a legislature
unwilling to support him, to meet attacks on the drunkenness and
inefficiency of the soldiers, and to endure constant wilderness
hardships. It is not strange that in 1757 his health failed and
in the closing weeks of that year he was so ill of a “bloody
flux” (dysentery) that his physician ordered him home to Mount
Vernon.
In the spring of 1758 he had recovered sufficiently to return
to duty as colonel in command of all Virginia troops. As part of
the grand sweep of several armies organized by British statesman
William Pitt, the Elder, General John Forbes led a new advance
upon Fort Duquesne. Forbes resolved not to use Braddock’s road
but to cut a new one west from Raystown, Pennsylvania.
Washington disapproved of the route but played an important part
in the movement. Late in the autumn the French evacuated and
burned Fort Duquesne, and Forbes reared Fort Pitt on the site.
Washington, who had just been elected to the House of Burgesses,
was able to resign with the honorary rank of brigadier general.
Although his officers expressed regret at the “loss of such
an excellent Commander, such a sincere Friend, and so affable a
Companion,” he quit the service with a sense of frustration. He
had thought the war excessively slow. The Virginia legislature
had been niggardly in voting money; the Virginia recruits had
come forward reluctantly and had proved of poor
quality—Washington had hanged a few deserters and flogged others
heavily. Virginia gave him less pay than other colonies offered
their troops. Desiring a regular commission such as his half
brother Lawrence had held, he applied in vain to the British
commander in North America, Lord Loudoun, to make good a promise
that Braddock had given him. Ambitious for both rank and honour,
he showed a somewhat strident vigour in asserting his desires
and in complaining when they were denied. He returned to Mount
Vernon somewhat disillusioned.
Revolutionary leadership » Head of the colonial forces
The choice of Washington as commander in chief of the military
forces of all the colonies followed immediately upon the first
fighting, though it was by no means inevitable and was the
product of partly artificial forces. The Virginia delegates
differed upon his appointment. Edmund Pendleton was, according
to John Adams, “very full and clear against it,” and Washington
himself recommended General Andrew Lewis for the post. It was
chiefly the fruit of a political bargain by which New England
offered Virginia the chief command as its price for the adoption
and support of the New England army. This army had gathered
hastily and in force about Boston immediately after the clash of
British troops and American minutemen at Lexington and Concord
on April 19, 1775. When the second Continental Congress met in
Philadelphia on May 10, one of its first tasks was to find a
permanent leadership for this force. On June 15, Washington,
whose military counsel had already proved invaluable on two
committees, was nominated and chosen by unanimous vote. Beyond
the considerations noted, he owed being chosen to the facts that
Virginia stood with Massachusetts as one of the most powerful
colonies; that his appointment would augment the zeal of the
Southern people; that he had gained an enduring reputation in
the Braddock campaign; and that his poise, sense, and resolution
had impressed all the delegates. The scene of his election, with
Washington darting modestly into an adjoining room and John
Hancock flushing with jealous mortification, will always impress
the historical imagination; so also will the scene of July 3,
1775, when, wheeling his horse under an elm in front of the
troops paraded on Cambridge common, he drew his sword and took
command of the army investing Boston. News of Bunker Hill had
reached him before he was a day’s journey from Philadelphia, and
he had expressed confidence of victory when told how the militia
had fought. In accepting the command, he refused any payment
beyond his expenses and called upon “every gentleman in the
room” to bear witness that he disclaimed fitness for it. At once
he showed characteristic decision and energy in organizing the
raw volunteers, collecting provisions and munitions, and
rallying Congress and the colonies to his support.
The first phase of Washington’s command covered the period
from July 1775 to the British evacuation of Boston in March
1776. In those eight months he imparted discipline to the army,
which at maximum strength slightly exceeded 20,000; he dealt
with subordinates who, as John Adams said, quarrelled “like cats
and dogs”; and he kept the siege vigorously alive. Having
himself planned an invasion of Canada by Lake Champlain, to be
entrusted to General Philip Schuyler, he heartily approved of
Benedict Arnold’s proposal to march north along the Kennebec
River in Maine and take Quebec. Giving Arnold 1,100 men, he
instructed him to do everything possible to conciliate the
Canadians. He was equally active in encouraging privateers to
attack British commerce. As fast as means offered, he
strengthened his army with ammunition and siege guns, having
heavy artillery brought from Fort Ticonderoga, New York, over
the frozen roads early in 1776. His position was at first
precarious, for the Charles River pierced the centre of his
lines investing Boston. If the British general, Sir William
Howe, had moved his 20 veteran regiments boldly up the stream,
he might have pierced Washington’s army and rolled either wing
back to destruction. But all the generalship was on Washington’s
side. Seeing that Dorchester Heights, just south of Boston,
commanded the city and harbour and that Howe had unaccountably
failed to occupy it, he seized it on the night of March 4, 1776,
placing his Ticonderoga guns in position. The British naval
commander declared that he could not remain if the Americans
were not dislodged, and Howe, after a storm disrupted his plans
for an assault, evacuated the city on March 17. He left 200
cannons and invaluable stores of small arms and munitions. After
collecting his booty, Washington hurried south to take up the
defense of New York.
Washington had won the first round, but there remained five
years of the war, during which the American cause was repeatedly
near complete disaster. It is unquestionable that Washington’s
strength of character, his ability to hold the confidence of
army and people and to diffuse his own courage among them, his
unremitting activity, and his strong common sense constituted
the chief factors in achieving American victory. He was not a
great tactician: as Jefferson said later, he often “failed in
the field”; he was sometimes guilty of grave military blunders,
the chief being his assumption of a position on Long Island, New
York, in 1776 that exposed his entire army to capture the moment
it was defeated. At the outset he was painfully inexperienced,
the wilderness fighting of the French war having done nothing to
teach him the strategy of maneuvering whole armies. One of his
chief faults was his tendency to subordinate his own judgment to
that of the generals surrounding him; at every critical
juncture, before Boston, before New York, before Philadelphia,
and in New Jersey, he called a council of war and in almost
every instance accepted its decision. Naturally bold and
dashing, as he proved at Trenton, Princeton, and Germantown, he
repeatedly adopted evasive and delaying tactics on the advice of
his associates; however, he did succeed in keeping a strong army
in existence and maintaining the flame of national spirit. When
the auspicious moment arrived, he planned the rapid movements
that ended the war.
One element of Washington’s strength was his sternness as a
disciplinarian. The army was continually dwindling and
refilling, politics largely governed the selection of officers
by Congress and the states, and the ill-fed, ill-clothed,
ill-paid forces were often half-prostrated by sickness and ripe
for mutiny. Troops from each of the three sections, New England,
the middle states, and the South, showed a deplorable jealousy
of the others. Washington was rigorous in breaking cowardly,
inefficient, and dishonest men and boasted in front of Boston
that he had “made a pretty good sort of slam among such kind of
officers.” Deserters and plunderers were flogged, and Washington
once erected a gallows 40 feet (12 metres) high, writing, “I am
determined if I can be justified in the proceeding, to hang two
or three on it, as an example to others.” At the same time, the
commander in chief won the devotion of many of his men by his
earnestness in demanding better treatment for them from
Congress. He complained of their short rations, declaring once
that they were forced to “eat every kind of horse food but hay.”
The darkest chapter in Washington’s military leadership was
opened when, reaching New York in April 1776, he placed half his
army, about 9,000 men, under Israel Putnam, on the perilous
position of Brooklyn Heights, Long Island, where a British fleet
in the East River might cut off their retreat. He spent a
fortnight in May with the Continental Congress in Philadelphia,
then discussing the question of independence; though no record
of his utterances exists, there can be no doubt that he
advocated complete separation. His return to New York preceded
but slightly the arrival of the British army under Howe, which
made its main encampment on Staten Island until its whole
strength of nearly 30,000 could be mobilized. On August 22,
1776, Howe moved about 20,000 men across to Gravesend Bay on
Long Island. Four days later, sending the fleet under command of
his brother Admiral Richard Howe to make a feint against New
York City, he thrust a crushing force along feebly protected
roads against the American flank. The patriots were
outmaneuvered, defeated, and suffered a total loss of 5,000 men,
of whom 2,000 were captured. Their whole position might have
been carried by storm, but, fortunately for Washington, General
Howe delayed. While the enemy lingered, Washington succeeded
under cover of a dense fog in ferrying the remaining force
across the East River to Manhattan, where he took up a fortified
position. The British, suddenly landing on the lower part of the
island, drove back the Americans in a clash marked by
disgraceful cowardice on the part of troops from Connecticut and
others. In a series of actions, Washington was forced northward,
more than once in danger of capture, until the loss of his two
Hudson River forts, one of them with 2,600 men, compelled him to
retreat from White Plains across the river into New Jersey. He
retired toward the Delaware River while his army melted away,
until it seemed that armed resistance to the British was about
to expire.
Presidency » Postrevolutionary politics
Viewing the chaotic political condition of the United States
after 1783 with frank pessimism and declaring (May 18, 1786)
that “something must be done, or the fabric must fall, for it is
certainly tottering,” Washington repeatedly wrote his friends
urging steps toward “an indissoluble union.” At first he
believed that the Articles of Confederation might be amended.
Later, especially after the shock of Shays’s Rebellion, he took
the view that a more radical reform was necessary but doubted as
late as the end of 1786 that the time was ripe. His progress
toward adoption of the idea of a federal convention was, in
fact, puzzlingly slow. Although John Jay assured him in March
1786 that breakup of the nation seemed near and opinion for a
constitutional convention was crystallizing, Washington remained
noncommittal. But, despite long hesitations, he earnestly
supported the proposal for a federal impost, warning the states
that their policy must decide “whether the Revolution must
ultimately be considered a blessing or a curse.” And his
numerous letters to the leading men of the country assisted
greatly to form a sentiment favourable to a more perfect union.
Some understanding being necessary between Virginia and Maryland
regarding the navigation of the Potomac, commissioners from the
two states had met at Mount Vernon in the spring of 1785; from
this seed sprang the federal convention. Washington approved in
advance the call for a gathering of all the states to meet in
Philadelphia in May 1787 to “render the Constitution of the
Federal Government adequate to the exigencies of the Union.” But
he was again hesitant about attending, partly because he felt
tired and infirm, partly because of doubts about the outcome.
Although he hoped to the last to be excused, he was chosen one
of Virginia’s five delegates.
Washington arrived in Philadelphia on May 13, the day before
the opening of the Constitutional Convention, and as soon as a
quorum was obtained he was unanimously chosen its president. For
four months he presided over the convention, breaking his
silence only once upon a minor question of congressional
apportionment. Although he said little in debate, no one did
more outside the hall to insist on stern measures. “My wish is,”
he wrote, “that the convention may adopt no temporizing
expedients, but probe the defects of the Constitution to the
bottom, and provide a radical cure.” His weight of character did
more than any other single force to bring the convention to an
agreement and obtain ratification of the instrument afterward.
He did not believe it perfect, though his precise criticisms of
it are unknown. But his support gave it victory in Virginia,
where he sent copies to Patrick Henry and other leaders with a
hint that the alternative to adoption was anarchy, declaring
that “it or dis-union is before us to chuse from.” He received
and personally circulated copies of The Federalist. When
ratification was obtained, he wrote to leaders in the various
states urging that men staunchly favourable to it be elected to
Congress. For a time he sincerely believed that, the new
framework completed, he would be allowed to retire again to
privacy. But all eyes immediately turned to him for the first
president. He alone commanded the respect of both the parties
engendered by the struggle over ratification, and he alone would
be able to give prestige to the republic throughout Europe. In
no state was any other name considered. The electors chosen in
the first days of 1789 cast a unanimous vote for him, and
reluctantly—for his love of peace, his distrust of his own
abilities, and his fear that his motives in advocating the new
government might be misconstrued all made him unwilling—he
accepted.
On April 16, after receiving congressional notification of
the honour, he set out from Mount Vernon, reaching New York City
in time to be inaugurated on April 30 (see primary source
document: First Inaugural Address). His journey northward was a
celebratory procession as people in every town and village
through which he passed turned out to greet him, often with
banners and speeches, and in some places with triumphal arches.
He came across the Hudson River in a specially built barge
decorated in red, white, and blue. The inaugural ceremony was
performed on Wall Street, near the spot now marked by John
Quincy Adams Ward’s statue of Washington. A great crowd broke
into cheers as, standing on the balcony of Federal Hall, he took
the oath administered by Chancellor Robert Livingston and
retired indoors to read Congress his inaugural address.
Washington was clad in a brown suit of American manufacture, but
he wore white stockings and a sword after the fashion of
European courts.
Martha was as reluctant as her husband to resume public life.
But a month later she came from Mount Vernon to join him. She,
too, was greeted wildly on her way. And when Washington crossed
the Hudson to bring her to Manhattan, guns boomed in salute. The
Washingtons, to considerable public criticism, traveled about in
a coach-and-four like monarchs. Moreover, during his presidency,
Washington did not shake hands, and he met his guests on state
occasions while standing on a raised platform and displaying a
sword on his hip. Slowly, feeling his way, Washington was
defining the style of the first president of a country in the
history of the world. The people, too, were adjusting to a
government without a king. Even the question of how to address a
president had to be discussed. It was decided that in a republic
the simple salutation “Mr. President” would do.
Cabinet of President George Washington
The table provides a list of cabinet members in the
administration of President George Washington.
Cabinet of President George Washington
April 30, 1789-March 3, 1793
State Thomas Jefferson
Treasury Alexander Hamilton
War Henry Knox
Attorney General Edmund Jennings Randolph
March 4, 1793-March 3, 1797
State Thomas Jefferson
Edmund Jennings Randolph (from January 2, 1794)
Timothy Pickering (from August 20, 1795)
Treasury Alexander Hamilton
Oliver Wolcott, Jr. (from February 2, 1795)
War Henry Knox
Timothy Pickering (from January 2, 1795)
James McHenry (from February 6, 1796)
Attorney General Edmund Jennings Randolph
William Bradford (from January 29, 1794)
Charles Lee (from December 10, 1795)
Encyclopaedia Britannica
|
|
|
|
John Adams

president of United States
born October 30 [October 19, Old Style], 1735, Braintree [now
in Quincy], Massachusetts [U.S.]
died July 4, 1826, Quincy
Main
early advocate of American independence from Great Britain,
major figure in the Continental Congress (1774–77), author of
the Massachusetts constitution (1780), signer of the Treaty of
Paris (1783), first American ambassador to the Court of St.
James (1785–88), first vice president (1789–97) and second
president (1797–1801) of the United States. Although Adams was
regarded by his contemporaries as one of the most significant
statesmen of the revolutionary era, his reputation faded in the
19th century, only to ascend again during the last half of the
20th century. The modern edition of his correspondence prompted
a rediscovery of his bracing honesty and pungent way with words,
his importance as a political thinker, his realistic perspective
on American foreign policy, and his patriarchal role as founder
of one of the most prominent families in American history.
Early life
Adams was the eldest of the three sons of Deacon John Adams and
Susanna Boylston of Braintree, Massachusetts. His father was
only a farmer and shoemaker, but the Adams family could trace
its lineage back to the first generation of Puritan settlers in
New England. A local selectman and a leader in the community,
Deacon Adams encouraged his eldest son to aspire toward a career
in the ministry. In keeping with that goal, Adams graduated from
Harvard College in 1755. For the next three years, he taught
grammar school in Worcester, Massachusetts, while contemplating
his future. He eventually chose law rather than the ministry and
in 1758 moved back to Braintree, then soon began practicing law
in nearby Boston.
In 1764 Adams married Abigail Smith, a minister’s daughter
from neighbouring Weymouth. Intelligent, well-read, vivacious,
and just as fiercely independent as her new husband, Abigail
Adams became a confidante and political partner who helped to
stabilize and sustain the ever-irascible and highly volatile
Adams throughout his long career. The letters between them
afford an extended glimpse into their deepest thoughts and
emotions and provide modern readers with the most revealing
record of personal intimacy between husband and wife in the
revolutionary era (see Abigail’s letter to John: Doubts About
Independence). Their first child, Abigail Amelia, was born in
1765. Their first son, John Quincy, arrived two years later. Two
other sons, Thomas Boylston and Charles, followed shortly
thereafter. (Another child, Susanna, did not survive infancy.)
By then Adams’s legal career was on the rise, and he had
become a visible member of the resistance movement that
questioned Parliament’s right to tax the American colonies. In
1765 Adams wrote “A Dissertation on the Canon and Feudal Law,”
which justified opposition to the recently enacted Stamp Act—an
effort to raise revenue by requiring all publications and legal
documents to bear a stamp—by arguing that Parliament’s
intrusions into colonial affairs exposed the inherently coercive
and corrupt character of English politics. Intensely combative,
full of private doubts about his own capacities but never about
his cause, Adams became a leading figure in the opposition to
the Townshend Acts (1767), which imposed duties on imported
commodities (i.e., glass, lead, paper, paint, and tea). Despite
his hostility toward the British government, in 1770 Adams
agreed to defend the British soldiers who had fired on a Boston
crowd in what became known as the Boston Massacre. His
insistence on upholding the legal rights of the soldiers, who in
fact had been provoked, made him temporarily unpopular but also
marked him as one of the most principled radicals in the
burgeoning movement for American independence. He had a penchant
for doing the right thing, most especially when it made him
unpopular.
Continental Congress
In the summer of 1774, Adams was elected to the Massachusetts
delegation that joined the representatives from 12 of 13
colonies in Philadelphia at the First Continental Congress. He
and his cousin, Samuel Adams, quickly became the leaders of the
radical faction, which rejected the prospects for reconciliation
with Britain. His Novanglus essays, published early in 1775,
moved the constitutional argument forward another notch,
insisting that Parliament lacked the authority not just to tax
the colonies but also to legislate for them in any way. (Less
than a year earlier, Thomas Jefferson had made a similar
argument against parliamentary authority in A Summary View of
the Rights of British America.)
By the time the Second Continental Congress convened in 1775,
Adams had gained the reputation as “the Atlas of independence.”
Over the course of the following year, he made several major
contributions to the patriot cause destined to ensure his place
in American history. First, he nominated George Washington to
serve as commander of the fledging Continental Army. Second, he
selected Jefferson to draft the Declaration of Independence.
(Both decisions were designed to ensure Virginia’s support for
the revolution.) Third, he dominated the debate in the Congress
on July 2–4, 1776, defending Jefferson’s draft of the
declaration and demanding unanimous support for a decisive break
with Great Britain. Moreover, he had written Thoughts on
Government, which circulated throughout the colonies as the
major guidebook for the drafting of new state constitutions (see
primary source document: The Foundation of Government).
Adams remained the central figure of the Continental Congress
for the following two years. He drafted the Plan of Treaties in
July 1776, a document that provided the framework for a treaty
with France and that almost inadvertently identified the
strategic priorities that would shape American foreign policy
over the next century. He was the unanimous choice to head the
Board of War and Ordnance and was thereby made in effect a
one-man war department responsible for raising and equipping the
American army and creating from scratch an American navy. As the
prospects for a crucial wartime alliance with France improved
late in 1777, he was chosen to join Benjamin Franklin in Paris
to conduct the negotiations. In February 1778 he sailed for
Europe, accompanied by 10-year-old John Quincy.
Foreign service
By the time Adams arrived in Paris, the treaty creating an
alliance with France had already been concluded. He quickly
returned home in the summer of 1779, just in time to join the
Massachusetts Constitutional Convention. The other delegates,
acknowledging his constitutional expertise, simply handed him
the job of drafting what became the Massachusetts constitution
(1780), which immediately became the model for the other state
constitutions and—in its insistence on a bicameral legislature
and the separation of powers—a major influence on the
Constitution of the United States.
The Congress then ordered Adams to rejoin Franklin in Paris
to lead the American delegation responsible for negotiating an
end to the war with Britain. This time he took along his
youngest son, Charles, as well as John Quincy, leaving Abigail
to tend the farm and the other two children in Braintree. Not
until 1784, almost five years later, was the entire family
reunited in Paris. By then Adams had shown himself an unnatural
diplomat, exhibiting a level of candour and a confrontational
style toward both English and French negotiators that alienated
Franklin, who came to regard his colleague as slightly deranged.
Adams, for his part, thought Franklin excessively impressed with
his own stature as the Gallic version of the American genius and
therefore inadequately attuned to the important differences
between American and French interests in the peace negotiations.
The favourable terms achieved in the Peace of Paris (1783) can
be attributed to the effective blend of Franklin’s discretion
and Adams’s bulldog temperament. Adams’s reputation for
emotional explosions also dates from this period. Recent
scholarly studies suggest that he might have suffered from a
hyperthyroid condition subsequently known as Graves’ disease.
In 1784 Jefferson arrived in Paris to replace Franklin as the
American minister at the French court. Over the next few months,
Jefferson became an unofficial member of the Adams family, and
the bond of friendship between Adams and Jefferson was sealed, a
lifelong partnership and rivalry that made the combative New
Englander and the elegant Virginian the odd couple of the
American Revolution. Jefferson also visited the Adams family in
England in 1785, after Adams had assumed his new post as
American ambassador in London. The two men also joined forces,
though Adams as the senior figure assumed the lead, in
negotiating a $400,000 loan from Dutch bankers that allowed the
American government to consolidate its European debts.
Political philosophy
Because he was the official embodiment of American independence
from the British Empire, Adams was largely ignored and relegated
to the periphery of the court during his nearly three years in
London. Still brimming with energy, he spent his time studying
the history of European politics for patterns and lessons that
might assist the fledgling American government in its efforts to
achieve what no major European nation had managed to
produce—namely, a stable republican form of government.
The result was a massive and motley three-volume collection
of quotations, unacknowledged citations, and personal
observations entitled A Defence of the Constitutions of
Government of the United States of America (1787). A fourth
volume, Discourses on Davila (1790), was published soon after he
returned to the United States. Taken together, these lengthy
tomes contained Adams’s distinctive insights as a political
thinker. The lack of organization, combined with the sprawling
style of the Defence, however, made its core message difficult
to follow or fathom. When read in the context of his voluminous
correspondence on political issues, along with the extensive
marginalia he recorded in the several thousand books in his
personal library, that message became clearer with time.
Adams wished to warn his fellow Americans against all
revolutionary manifestos that envisioned a fundamental break
with the past and a fundamental transformation in human nature
or society that supposedly produced a new age. All such utopian
expectations were illusions, he believed, driven by what he
called “ideology,” the belief that imagined ideals, so real and
seductive in theory, were capable of being implemented in the
world. The same kind of conflict between different classes that
had bedeviled medieval Europe would, albeit in muted forms, also
afflict the United States, because the seeds of such competition
were planted in human nature itself. Adams blended the
psychological insights of New England Puritanism, with its
emphasis on the emotional forces throbbing inside all creatures,
and the Enlightenment belief that government must contain and
control those forces, to construct a political system capable of
balancing the ambitions of individuals and competing social
classes.
His insistence that elites were unavoidable realities in all
societies, however, made him vulnerable to the charge of
endorsing aristocratic rule in America, when in fact he was
attempting to suggest that the inevitable American elite must be
controlled, its ambitions channeled toward public purposes. He
also was accused of endorsing monarchical principles because he
argued that the chief executive in the American government, like
the king in medieval European society, must possess sufficient
power to check the ravenous appetites of the propertied classes.
Although misunderstood by many of his contemporaries, the
realistic perspective Adams proposed—and the skepticism toward
utopian schemes he insisted upon—has achieved considerable
support in the wake of the failed 20th-century attempts at
social transformation in the communist bloc. In Adams’s own day,
his political analysis enjoyed the satisfaction of correctly
predicting that the French Revolution would lead to the Reign of
Terror and eventual despotism by a military dictator.
Vice presidency and presidency
Soon after his return to the United States, Adams found himself
on the ballot in the presidential election of 1789. He finished
second to Washington (69 votes to 34 votes), which signaled
three political realities: first, his standing as a leading
member of the revolutionary generation was superseded only by
that of Washington himself; second, his combative style and his
recent political writings had hurt his reputation enough to
preclude the kind of overwhelming support Washington enjoyed;
third, according to the electoral rules established in the
recent ratified Constitution, he was America’s first vice
president.
This meant that Adams was the first American statesman to
experience the paradox of being a heartbeat away from maximum
power while languishing in the political version of a
cul-de-sac. Adams himself described the vice presidency as “the
most insignificant office that ever the Invention of man
contrived or his Imagination conceived.” His main duty was to
serve as president of the Senate, casting a vote only to break a
tie. During his eight years in office, Adams cast between 31 and
38 such votes, more than any subsequent vice president in
American history. He steadfastly supported all the major
initiatives of the Washington administration, including the
financial plan of Alexander Hamilton, the Neutrality
Proclamation (1793), which effectively ended the Franco-American
Alliance of 1778, the forceful suppression of an insurrection in
western Pennsylvania called the Whiskey Rebellion (1794), and
the Jay Treaty (1795), a highly controversial effort to avoid
war with England by accepting British hegemony on the high seas.
When Washington announced his decision not to seek a third term
in 1796, Adams was the logical choice to succeed him.
In the first contested presidential election in American
history, Adams won a narrow electoral majority (71–68) over
Jefferson, who thereby became vice president (see primary source
document: Inaugural Address). Adams made an initial effort to
bring Jefferson into the cabinet and involve him in shaping
foreign policy, but Jefferson declined the offer, preferring to
retain his independence. This burdened the Adams presidency with
a vice president who was the acknowledged head of the rival
political party, the Republicans (subsequently the
Democratic-Republicans). Additional burdens included:
inheritance of Washington’s cabinet, whom Adams unwisely decided
to retain, and whose highest loyalty was to Washington’s memory
as embodied in Hamilton; a raging naval conflict with the French
in the Caribbean dubbed the “quasi-war”; and the impossible task
of succeeding—no one could replace—the greatest hero of the
revolutionary era.
Despite Washington’s plea for a bipartisan foreign policy in
his farewell address (1796), the “quasi-war” produced a bitter
political argument between Federalists, who preferred war with
France to alienating Britain, and Democratic-Republicans, who
viewed France as America’s only European ally and the French
Revolution as a continuation of the American Revolution on
European soil. Adams attempted to steer a middle course between
these partisan camps, which left him vulnerable to political
attacks from both sides. In 1797 he sent a peace delegation to
Paris to negotiate an end to hostilities, but when the French
directory demanded bribes before any negotiations could begin,
Adams ordered the delegates home and began a naval buildup in
preparation for outright war. The Federalist-dominated Congress
called for raising a 30,000-man army, which Adams agreed to
reluctantly. If Adams had requested a declaration of war in
1798, he would have enjoyed widespread popularity and virtually
certain reelection two years later. Instead, he acted with
characteristic independence by sending yet another, and this
time successful, peace delegation to France against the advice
of his cabinet and his Federalist supporters. The move ruined
him politically but avoided a costly war that the infant
American republic was ill-prepared to fight. It was a vintage
Adams performance, reminiscent of his defense of British
soldiers after the Boston Massacre, which was also principled
and unpopular.
If ending the “quasi-war” with France was Adams’s major
foreign policy triumph, his chief domestic failure was passage
of the Alien and Sedition Acts (1798), which permitted the
government to deport foreign-born residents and indict newspaper
editors or writers who published "false, scandalous, and
malicious writing or writings against the government of the
United States." A total of 14 indictments were brought against
the Republican press under the sedition act, but the crudely
partisan prosecutions quickly became infamous persecutions that
backfired on the Federalists. Although Adams had signed the
Alien and Sedition Acts under pressure from the Federalists in
Congress, he shouldered most of the blame both at the time and
in the history books. He came to regard the sedition act as the
biggest political blunder of his life.
The election of 1800 again pitted Adams against Jefferson.
Adams ran ahead of the Federalist candidates for Congress, who
were swept from office in a Republican landslide. However,
thanks to the deft maneuvering of Aaron Burr, all 12 of New
York’s electoral votes went to Jefferson, giving the tandem of
Jefferson and Burr the electoral victory (73–65). Jefferson was
eventually elected president by the House of Representatives,
which chose him over Burr on the 36th ballot. In his last weeks
in office, Adams made several Federalist appointments to the
judiciary, including John Marshall as chief justice of the
United States. These “midnight judges” offended Jefferson, who
resented the encroachment on his own presidential prerogatives.
Adams, the first president to reside in the presidential mansion
(later called the White House) in Washington, D.C., was also the
first—and one of the very few—presidents not to attend the
inauguration of his successor. On March 4, 1801, he was already
on the road back to Quincy.
Retirement
At age 65 Adams did not anticipate a long retirement. The fates
proved more generous than he expected, providing him with
another quarter century to brood about his career and life, add
to the extensive marginalia in his books, settle old scores in
his memoirs, watch with pride when John Quincy assumed the
presidency, and add to his already vast and voluminous
correspondence. In an extensive exchange of letters with
Benjamin Rush, the Philadelphia physician and patriotic gadfly,
Adams revealed his preoccupation with fame and developed his own
theory of the role ambition plays in motivating man to public
service. Along the way he placed on the record his own candid
and often critical portraits of the other vanguard members of
the revolutionary generation.
In 1812, thanks in part to prodding from Rush, he overcame
his bitterness toward Jefferson and initiated a correspondence
with his former friend and rival that totaled 158 letters.
Generally regarded as the most intellectually impressive
correspondence between American statesmen in all of American
history, the dialogue between Adams and Jefferson touched on a
host of timely and timeless subjects: the role of religion in
history, the aging process, the emergence of an American
language, the French Revolution, and the party battles of the
1790s. Adams put it most poignantly to Jefferson: “You and I
ought not to die, before We have explained ourselves to each
other.”
More than the elegiac tone of the letters, the correspondence
dramatized the contradictory impulses generated by the American
Revolution and symbolized by the two aging patriarchs. Adams was
the realist, the skeptic, the principled pessimist. Jefferson
was the idealist, the romantic, the pragmatic optimist. As if
according to a script written by providence, the “Sage of
Quincy” and the “Sage of Monticello” died within hours of each
other on July 4, 1826, the 50th anniversary to the day of the
Declaration of Independence.
(For additional writings by Adams, see The Meaning of the
American Revolution; On the Importance of Property for the
Suffrage; and Party Divisions in America.)
Joseph J. Ellis
Cabinet of President John Adams
The table provides a list of cabinet members in the
administration of President John Adams.
Cabinet of President John Adams
March 4, 1797-March 3, 1801
State Timothy Pickering
John Marshall (from June 6, 1800)
Treasury Oliver Wolcott, Jr.
Samuel Dexter (from January 1, 1801)
War James McHenry
Samuel Dexter (from June 12, 1800)
Navy Benjamin Stoddert (from June 18, 1798)
Attorney General Charles Lee
Encyclopaedia Britannica
|
|
|
|
Samuel Adams

American politician
born Sept. 27 [Sept. 16, Old Style], 1722, Boston
died Oct. 2, 1803, Boston
Main
politician of the American Revolution, leader of the
Massachusetts “radicals,” who was a delegate to the Continental
Congress (1774–81) and a signer of the Declaration of
Independence. He was later lieutenant governor (1789–93) and
governor (1794–97) of Massachusetts.
Early career
A second cousin of John Adams, second president of the United
States, Samuel Adams was graduated from Harvard College in 1740
and briefly studied law; he failed in several business ventures.
As a tax collector in Boston, he neglected to collect the public
levies and to keep proper accounts, thus exposing himself to
suit.
Although unsuccessful in conducting personal or public
business, Adams took an active and influential part in local
politics. By the time the English Parliament passed the Sugar
Act (1764) taxing molasses for revenue, Adams was a powerful
figure in the opposition to British authority in the Colonies.
He denounced the act, being one of the first of the colonials to
cry out against taxation without representation. He played an
important part in instigating the Stamp Act riots in Boston that
were directed against the new requirement to pay taxes on all
legal and commercial documents, newspapers, and college
diplomas.
Commitment to American independence
His influence was soon second only to James Otis, the lawyer and
politician who gained prominence by his resistance to the
revenue acts. Elected to the lower house of the Massachusetts
general court from Boston, Adams served in that body until 1774,
after 1766 as its clerk. In 1769 Adams assumed the leadership of
the Massachusetts radicals. There is some reason to believe that
he had committed himself to American independence a year
earlier. John Adams may have erred in ascribing this extreme
stand to his cousin at so early a time, but certainly Samuel
Adams was one of the first American leaders to deny Parliament’s
authority over the Colonies; and he was also one of the
first—certainly by 1774—to establish independence as the proper
goal.
John Adams described his cousin as a plain, modest, and
virtuous man. But in addition, Samuel Adams was a propagandist
who was not overscrupulous in his attacks upon British officials
and policies, and a passionate politician as well. In
innumerable newspaper letters and essays over various
signatures, he described British measures and the behaviour of
royal governors, judges, and customs men in the darkest colours.
He was a master of organization, arranging for the election of
men who agreed with him, procuring committees that would act as
he wished, and securing the passage of resolutions that he
desired.
During the crisis over the Townshend duties (1767–70), the
import taxes on previously duty-free products proposed by
Cabinet Minister Charles Townshend, Adams was unable to persuade
the Massachusetts colonists to take extreme steps, partly
because of the moderating influence of Otis. British troops sent
to Boston in 1768, however, offered a fine target for this
propaganda, and Adams saw to it that they were portrayed in the
colonial newspapers as brutal soldiery oppressing citizens and
assailing their wives and daughters. He was one of the leaders
in the town meeting that demanded and secured the removal of the
troops from Boston after some British soldiers fired into a mob
and killed five Americans. When news came that the Townshend
duties, except for that on tea, had been repealed, his following
dwindled. Nevertheless, during the years 1770–73, when other
colonial leaders were inactive, Adams revived old issues and
found new ones; he was responsible for the foundation (1772) of
the committee of correspondence of Boston that kept in contact
with similar bodies in whose establishment he also had a hand in
other towns. These committees later became effective instruments
in the fight against the British.
The passage by Parliament of the Tea Act of 1773, which
granted the East India Company a monopoly on tea sales in the
Colonies, gave Adams ample opportunity to exercise his
remarkable talents. Although he did not participate in the
Boston Tea Party, he was undoubtedly one of its planners. He was
again a leading figure in the opposition of Massachusetts to the
execution of the Intolerable (Coercive) Acts passed by the
British Parliament in retaliation for the dumping of tea in
Boston Harbor; and as a member of the First Continental
Congress, which spoke for the 13 Colonies, he insisted that the
delegates take a vigorous stand against Britain. A member of the
provincial congress of Massachusetts in 1774–75, he participated
in making preparations for warfare should Britain resort to
arms. When the British troops marched out of Boston to Concord,
Adams and the president of the Continental Congress, John
Hancock, were staying in a farmhouse near the line of march; and
it has been said that the arrest of the two men was one of the
purposes of the expedition. But the troops made no effort to
find them, and British orders called only for destruction of
military supplies gathered at Concord. When Gen. Thomas Gage
issued an offer of pardon to the rebels some weeks later,
however, he excepted Adams and Hancock.
Membership in Continental Congress
As a member of the Continental Congress, in which he served
until 1781, Adams was less conspicuous than he was in town
meetings and the Massachusetts legislature, for the congress
contained a number of men as able as he. He and John Adams were
among the first to call for a final separation from Britain,
both signed the Declaration of Independence, and both exerted
considerable influence in the congress.
Adams was a member of the convention that framed the
Massachusetts constitution of 1780 and also sat in the
convention of his state that ratified the Federal Constitution.
He was at first an anti-Federalist who opposed the ratification
of the Constitution for fear that it would vest too much power
in the federal government, but he finally abandoned his
opposition when the Federalists promised to support a number of
future amendments, including a bill of rights. He was defeated
in the first congressional election. Returning to political
power as a follower of Hancock, he was lieutenant governor of
Massachusetts from 1789 to 1793 and governor from 1794 to 1797.
When national parties developed, he affiliated himself with the
Democratic Republicans, the followers of Thomas Jefferson. After
being defeated as a presidential elector favouring Jefferson in
1796, he retired to private life.
Encyclopaedia Britannica
|
|
|
|
Benjamin Franklin

American author, scientist, and statesman
also called Ben Franklin, pseudonym Richard Saunders
born Jan. 17 [Jan. 6, Old Style], 1706, Boston, Mass. [U.S.]
died April 17, 1790, Philadelphia, Pa., U.S.
Main
American printer and publisher, author, inventor and scientist,
and diplomat. One of the foremost of the Founding Fathers,
Franklin helped draft the Declaration of Independence and was
one of its signers, represented the United States in France
during the American Revolution, and was a delegate to the
Constitutional Convention. He made important contributions to
science, especially in the understanding of electricity, and is
remembered for the wit, wisdom, and elegance of his writing.
Early life (1706–23)
Franklin was born the 10th son of the 17 children of a man who
made soap and candles, one of the lowliest of the artisan
crafts. In an age that privileged the firstborn son, Franklin
was, as he tartly noted in his Autobiography, “the youngest Son
of the youngest Son for five Generations back.” He learned to
read very early and had one year in grammar school and another
under a private teacher, but his formal education ended at age
10. At 12 he was apprenticed to his brother James, a printer.
His mastery of the printer’s trade, of which he was proud to the
end of his life, was achieved between 1718 and 1723. In the same
period he read tirelessly and taught himself to write
effectively.
His first enthusiasm was for poetry, but, discouraged with
the quality of his own, he gave it up. Prose was another matter.
Young Franklin discovered a volume of The Spectator—featuring
Joseph Addison and Sir Richard Steele’s famous periodical
essays, which had appeared in England in 1711–12—and saw in it a
means for improving his writing. He read these Spectator papers
over and over, copied and recopied them, and then tried to
recall them from memory. He even turned them into poetry and
then back into prose. Franklin realized, as all the Founders
did, that writing competently was such a rare talent in the 18th
century that anyone who could do it well immediately attracted
attention. “Prose writing” became, as he recalled in his
Autobiography, “of great Use to me in the Course of my Life, and
was a principal Means of my Advancement.”
In 1721 James Franklin founded a weekly newspaper, the
New-England Courant, to which readers were invited to
contribute. Benjamin, now 16, read and perhaps set in type these
contributions and decided that he could do as well himself. In
1722 he wrote a series of 14 essays signed “Silence Dogood” in
which he lampooned everything from funeral eulogies to the
students of Harvard College. For one so young to assume the
persona of a middle-aged woman was a remarkable feat, and
Franklin took “exquisite Pleasure” in the fact that his brother
and others became convinced that only a learned and ingenious
wit could have written these essays.
Late in 1722 James Franklin got into trouble with the
provincial authorities and was forbidden to print or publish the
Courant. To keep the paper going, he discharged his younger
brother from his original apprenticeship and made him the
paper’s nominal publisher. New indentures were drawn up but not
made public. Some months later, after a bitter quarrel, Benjamin
secretly left home, sure that James would not “go to law” and
reveal the subterfuge he had devised.
Youthful adventures (1723–26)
Failing to find work in New York City, Franklin at age 17 went
on to Quaker-dominated Philadelphia, a much more open and
religiously tolerant place than Puritan Boston. One of the most
memorable scenes of the Autobiography is the description of his
arrival on a Sunday morning, tired and hungry. Finding a bakery,
he asked for three pennies’ worth of bread and got “three great
Puffy Rolls.” Carrying one under each arm and munching on the
third, he walked up Market Street past the door of the Read
family, where stood Deborah, his future wife. She saw him and
“thought I made, as I certainly did, a most awkward ridiculous
Appearance.”
A few weeks later he was rooming at the Reads’ and employed
as a printer. By the spring of 1724 he was enjoying the
companionship of other young men with a taste for reading, and
he was also being urged to set up in business for himself by the
governor of Pennsylvania, Sir William Keith. At Keith’s
suggestion, Franklin returned to Boston to try to raise the
necessary capital. His father thought him too young for such a
venture, so Keith offered to foot the bill himself and arranged
Franklin’s passage to England so that he could choose his type
and make connections with London stationers and booksellers.
Franklin exchanged “some promises” about marriage with Deborah
Read and, with a young friend, James Ralph, as his companion,
sailed for London in November 1724, just over a year after
arriving in Philadelphia. Not until his ship was well out at sea
did he realize that Governor Keith had not delivered the letters
of credit and introduction he had promised.
In London Franklin quickly found employment in his trade and
was able to lend money to Ralph, who was trying to establish
himself as a writer. The two young men enjoyed the theatre and
the other pleasures of the city, including women. While in
London, Franklin wrote A Dissertation on Liberty and Necessity,
Pleasure and Pain (1725), a Deistical pamphlet inspired by his
having set type for William Wollaston’s moral tract, The
Religion of Nature Delineated. Franklin argued in his essay that
since human beings have no real freedom of choice, they are not
morally responsible for their actions. This was perhaps a nice
justification for his self-indulgent behaviour in London and his
ignoring of Deborah, to whom he had written only once. He later
repudiated the pamphlet, burning all but one of the copies still
in his possession.
By 1726 Franklin was tiring of London. He considered becoming
an itinerant teacher of swimming, but, when Thomas Denham, a
Quaker merchant, offered him a clerkship in his store in
Philadelphia with a prospect of fat commissions in the West
Indian trade, he decided to return home.
Achievement of security and fame (1726–53)
Denham died, however, a few months after Franklin entered his
store. The young man, now 20, returned to the printing trade and
in 1728 was able to set up a partnership with a friend. Two
years later he borrowed money to become sole proprietor.
His private life at this time was extremely complicated.
Deborah Read had married, but her husband had deserted her and
disappeared. One matchmaking venture failed because Franklin
wanted a dowry of £100 to pay off his business debt. A strong
sexual drive, “that hard-to-be-govern’d Passion of Youth,” was
sending him to “low Women,” and he thought he very much needed
to get married. His affection for Deborah having “revived,” he
“took her to Wife” on Sept. 1, 1730. At this point Deborah may
have been the only woman in Philadelphia who would have him, for
he brought to the marriage an illegitimate son, William, just
borne of a woman who has never been identified. Franklin’s
common-law marriage lasted until Deborah’s death in 1774. They
had a son, Franky, who died at age four, and a daughter, Sarah,
who survived them both. William was brought up in the household
and apparently did not get along well with Deborah.
Franklin and his partner’s first coup was securing the
printing of Pennsylvania’s paper currency. Franklin helped get
this business by writing A Modest Enquiry into the Nature and
Necessity of a Paper Currency (1729), and later he also became
public printer of New Jersey, Delaware, and Maryland. Other
moneymaking ventures included the Pennsylvania Gazette,
published by Franklin from 1729 and generally acknowledged as
among the best of the colonial newspapers, and Poor Richard’s
almanac, printed annually from 1732 to 1757. Despite some
failures, Franklin prospered. Indeed, he made enough to lend
money with interest and to invest in rental properties in
Philadelphia and many coastal towns. He had franchises or
partnerships with printers in the Carolinas, New York, and the
British West Indies. By the late 1740s he had become one of the
wealthiest colonists in the northern part of the North American
continent.
As he made money, he concocted a variety of projects for
social improvement. In 1727 he organized the Junto, or Leather
Apron Club, to debate questions of morals, politics, and natural
philosophy and to exchange knowledge of business affairs. The
need of Junto members for easier access to books led in 1731 to
the organization of the Library Company of Philadelphia. Through
the Junto, Franklin proposed a paid city watch, or police force.
A paper read to the same group resulted in the organization of a
volunteer fire company. In 1743 he sought an intercolonial
version of the Junto, which led to the formation of the American
Philosophical Society. In 1749 he published Proposals Relating
to the Education of Youth in Pennsilvania; in 1751 the Academy
of Philadelphia, from which grew the University of Pennsylvania,
was founded. He also became an enthusiastic member of the
Freemasons and promoted their “enlightened” causes.
Although still a tradesman, he was picking up some political
offices. He became clerk of the Pennsylvania legislature in 1736
and postmaster of Philadelphia in 1737. Prior to 1748, though,
his most important political service was his part in organizing
a militia for the defense of the colony against possible
invasion by the French and the Spaniards, whose privateers were
operating in the Delaware River.
In 1748 Franklin, at age 42, had become wealthy enough to
retire from active business. He took off his leather apron and
became a gentleman, a distinctive status in the 18th century.
Since no busy artisan could be a gentleman, Franklin never again
worked as a printer; instead, he became a silent partner in the
printing firm of Franklin and Hall, realizing in the next 18
years an average profit of over £600 annually. He announced his
new status as a gentleman by having his portrait painted in a
velvet coat and a brown wig; he also acquired a coat of arms,
bought several slaves, and moved to a new and more spacious
house in “a more quiet Part of the Town.” Most important, as a
gentleman and “master of [his] own time,” he decided to do what
other gentlemen did—engage in what he termed “Philosophical
Studies and Amusements.”
In the 1740s electricity was one of these curious amusements.
It was introduced to Philadelphians by an electrical machine
sent to the Library Company by one of Franklin’s English
correspondents. In the winter of 1746–47, Franklin and three of
his friends began to investigate electrical phenomena. Franklin
sent piecemeal reports of his ideas and experiments to Peter
Collinson, his Quaker correspondent in London. Since he did not
know what European scientists might have already discovered,
Franklin set forth his findings timidly. In 1751 Collinson had
Franklin’s papers published in an 86-page book titled
Experiments and Observations on Electricity. In the 18th century
the book went through five English editions, three in French,
and one each in Italian and German.
Franklin’s fame spread rapidly. The experiment he suggested
to prove the identity of lightning and electricity was
apparently first made in France before he tried the simpler but
more dangerous expedient of flying a kite in a thunderstorm. But
his other findings were original. He created the distinction
between insulators and conductors. He invented a battery for
storing electrical charges. He coined new English words for the
new science of electricity—conductor, charge, discharge,
condense, armature, electrify, and others. He showed that
electricity was a single “fluid” with positive and negative or
plus and minus charges and not, as traditionally thought, two
kinds of fluids. And he demonstrated that the plus and minus
charges, or states of electrification of bodies, had to occur in
exactly equal amounts—a crucial scientific principle known today
as the law of conservation of charge (see charge conservation).
Theodore Hornberger
Gordon S. Wood
Public service (1753–85)
Despite the success of his electrical experiments, Franklin
never thought science was as important as public service. As a
leisured gentleman, he soon became involved in more high-powered
public offices. He became a member of the Philadelphia City
Council in 1748, justice of the peace in 1749, and in 1751 a
city alderman and a member of the Pennsylvania Assembly. But he
had his sights on being part of a larger arena, the British
Empire, which he regarded as “the greatest Political Structure
Human Wisdom ever yet erected.” In 1753 Franklin became a royal
officeholder, deputy postmaster general, in charge of mail in
all the northern colonies. Thereafter he began to think in
intercolonial terms. In 1754 his “Plan of Union” for the
colonies was adopted by the Albany Congress, which was convened
at the beginning of the French and Indian War and included
representatives from the Iroquois Confederacy. The plan called
for the establishment of a general council, with representatives
from the several colonies, to organize a common defense against
the French. Neither the colonial legislatures nor the king’s
advisers were ready for such union, however, and the plan
failed. But Franklin had become acquainted with important
imperial officials, and his ambition to succeed within the
imperial hierarchy had been whetted.
In 1757 he went to England as the agent of the Pennsylvania
Assembly in order to get the family of William Penn, the
proprietors under the colony’s charter, to allow the colonial
legislature to tax their ungranted lands. But Franklin and some
of his allies in the assembly had a larger goal of persuading
the British government to oust the Penn family as the
proprietors of Pennsylvania and make that colony a royal
province. Except for a two-year return to Philadelphia in
1762–64, Franklin spent the next 18 years living in London, most
of the time in the apartment of Margaret Stevenson, a widow, and
her daughter Polly at 36 Craven Street near Charing Cross. His
son, William, now age 27, and two slaves accompanied him to
London. Deborah and their daughter, Sally, age 14, remained in
Philadelphia.
Before he left for London, Franklin decided to bring his Poor
Richard’s almanac to an end. While at sea in 1757, he completed
a 12-page preface for the final 1758 edition of the almanac
titled “Father Abraham’s Speech” and later known as the The Way
to Wealth. In this preface Father Abraham cites only those
proverbs that concern hard work, thrift, and financial prudence.
The Way to Wealth eventually became the most widely reprinted of
all Franklin’s works, including the Autobiography.
This time Franklin’s experience in London was very different
from his sojourn in 1724–26. London was the largest city in
Europe and the centre of the burgeoning British Empire, and
Franklin was famous; consequently, he met everyone else who was
famous, including David Hume, Captain James Cook, Joseph
Priestley, and John Pringle, who was physician to Lord Bute, the
king’s chief minister. In 1759 Franklin received an honorary
degree from the University of Saint Andrews in Scotland, which
led to his thereafter being called “Dr. Franklin.” Another
honorary degree followed in 1762 from the University of Oxford.
Everyone wanted to paint his portrait and make mezzotints for
sale to the public. Franklin fell in love with the
sophistication of London and England; by contrast, he disparaged
the provinciality and vulgarity of America. He was very much the
royalist, and he bragged of his connection with Lord Bute, which
enabled him in 1762 to get his son, William, then age 31,
appointed royal governor of New Jersey.
Reluctantly, Franklin had to go back to Pennsylvania in 1762
in order to look after his post office, but he promised his
friends in London that he would soon return and perhaps stay
forever in England. After touring the post offices up and down
North America, a trip of 1,780 miles (2,900 km), he had to deal
with an uprising of some Scotch-Irish settlers in the Paxton
region of western Pennsylvania who were angry at the Quaker
assembly’s unwillingness to finance military protection from the
Indians on the frontier. After losing an election to the
Pennsylvania Assembly in 1764, Franklin could hardly wait to get
back to London. Deborah stayed in Philadelphia, and Franklin
never saw her again.
He soon had to face the problems arising from the Stamp Act
of 1765, which created a firestorm of opposition in America.
Like other colonial agents, Franklin opposed Parliament’s stamp
tax, asserting that taxation ought to be the prerogative of the
colonial legislatures. But once he saw that passage of the tax
was inevitable, he sought to make the best of the situation.
After all, he said, empires cost money. He ordered stamps for
his printing firm in Philadelphia and procured for his friend
John Hughes the stamp agency for Pennsylvania. In the process,
he almost ruined his position in American public life and nearly
cost Hughes his life.
Franklin was shocked by the mobs that effectively prevented
enforcement of the Stamp Act everywhere in North America. He
told Hughes to remain cool in the face of the mob. “A firm
Loyalty to the Crown and faithful Adherence to the Government of
this Nation…,” he said, “will always be the wisest Course for
you and I to take, whatever may be the Madness of the Populace
or their blind Leaders.” Only Franklin’s four-hour testimony
before Parliament denouncing the act in 1766 saved his
reputation in America. The experience shook Franklin, and his
earlier confidence in the wisdom of British officials became
punctuated by doubts and resentments. He began to feel what he
called his “Americanness” as never before.
During the next four or five years Franklin sought to bridge
the growing gulf between the colonies and the British
government. Between 1765 and 1775 he wrote 126 newspaper pieces,
most of which tried to explain each side to the other. But, as
he said, the English thought him too American, while the
Americans thought him too English. He had not, however, given up
his ambition of acquiring a position in the imperial hierarchy.
But in 1771 opposition by Lord Hillsborough, who had just been
appointed head of the new American Department, left Franklin
depressed and dispirited; in a mood of frustration, nostalgia,
and defiance, he began writing his Autobiography, which
eventually became one of the most widely read autobiographies
ever published.
In recounting the first part of his life, up to age 25—the
best part of the Autobiography, most critics agree—Franklin
sought to soothe his wounds and justify his apparent failure in
British politics. Most important, in this beginning part of his
Autobiography, he in effect was telling the world (and his son)
that, as a free man who had established himself against
overwhelming odds as an independent and industrious artisan, he
did not have to kowtow to some patronizing, privileged
aristocrat.
When the signals from the British government shifted and
Hillsborough was dismissed from the cabinet, Franklin dropped
the writing of the Autobiography, which he would not resume
until 1784 in France following the successful negotiation of the
treaty establishing American independence. Franklin still
thought he might be able to acquire an imperial office and work
to hold the empire together. But he became involved in the
affair of the Hutchinson letters—an affair that ultimately
destroyed his position in England. In 1772 Franklin had sent
back to Boston some letters written in the 1760s by Thomas
Hutchinson, then lieutenant governor of Massachusetts, in which
Hutchinson had made some indiscreet remarks about the need to
abridge American liberties. Franklin naively thought that these
letters would somehow throw blame for the imperial crisis on
native officials such as Hutchinson and thus absolve the
ministry in London of responsibility. This, Franklin believed,
would allow his friends in the ministry, such as Lord Dartmouth,
to settle the differences between the mother country and her
colonies, with Franklin’s help.
The move backfired completely, and on Jan. 29, 1774, Franklin
stood silent in an amphitheatre near Whitehall while being
viciously attacked by the British solicitor-general before the
Privy Council and the court, most of whom were hooting and
laughing. Two days later he was fired as deputy postmaster.
After some futile efforts at reconciliation, he sailed for
America in March 1775.
Although upon his arrival in Philadelphia Franklin was
immediately elected to the Second Continental Congress, some
Americans remained suspicious of his real loyalties. He had been
so long abroad that some thought he might be a British spy. He
was delighted that the Congress in 1776 sent him back to Europe
as the premier agent in a commission seeking military aid and
diplomatic recognition from France. He played on the French
aristocracy’s liberal sympathies for the oppressed Americans and
extracted not only diplomatic recognition of the new republic
but also loan after loan from an increasingly impoverished
French government. His image as the democratic folk genius from
the wilderness of America preceded him, and he exploited it
brilliantly for the American cause. His face appeared
everywhere—on medallions, on snuffboxes, on candy boxes, in
rings, in statues, in prints; women even did their hair à la
Franklin. Franklin played his role to perfection. In violation
of all protocol, he dressed in a simple brown-and-white linen
suit and wore a fur cap, no wig, and no sword to the court of
Versailles, the most formal and elaborate court in all of
Europe. And the French aristocracy and court loved it, caught up
as they were with the idea of America.
Beset with the pain of gout and a kidney stone, and
surrounded by spies and his sometimes clumsy fellow
commissioners—especially Arthur Lee of Virginia and John Adams
of Massachusetts, who disliked and mistrusted him—Franklin
nonetheless succeeded marvelously. He first secured military and
diplomatic alliances with France in 1778 and then played a
crucial role in bringing about the final peace treaty with
Britain in 1783 (see Peace of Paris). In violation of their
instructions and the French alliance, the American peace
commissioners signed a separate peace with Britain. It was left
to Franklin to apologize to the comte de Vergennes, Louis XVI’s
chief minister, which he did in a beautifully wrought diplomatic
letter.
No wonder the eight years in France were the happiest of
Franklin’s life. He was doing what he most yearned to do—shaping
events on a world stage. At this point, in 1784, he resumed work
on his Autobiography, writing the second part of it, which
presumes human control over one’s life.
Last years (1785–90)
In 1785 Franklin reluctantly had to come to America to die, even
though all his friends were in France. Although he feared he
would be “a stranger in my own country,” he now knew that his
destiny was linked to America.
His reception was not entirely welcoming. The family and
friends of the Lees in Virginia and the Adamses in Massachusetts
spread stories of his overweening love of France and his
dissolute ways. The Congress treated him shabbily, ignoring his
requests for some land in the West and a diplomatic appointment
for his grandson. In 1788 he was reduced to petitioning the
Congress with a pathetic “Sketch of the Services of B. Franklin
to the United States,” which the Congress never answered. Just
before his death in 1790, Franklin retaliated by signing a
memorial requesting that the Congress abolish slavery in the
United States. This memorandum provoked some congressmen into
angry defenses of slavery, which Franklin exquisitely mocked in
a newspaper piece published a month before he died.
Upon his death the Senate refused to go along with the House
in declaring a month of mourning for Franklin. In contrast to
the many expressions of French affection for Franklin, his
fellow Americans gave him one public eulogy—and that was
delivered by his inveterate enemy the Rev. William Smith, who
passed over Franklin’s youth because it seemed embarrassing.
Following the publication of the Autobiography in 1794,
Franklin’s youth was no longer embarrassing. In the succeeding
decades, he became the hero of countless early 19th-century
artisans and self-made businessmen who were seeking a
justification of their rise and their moneymaking. They were the
creators of the modern folksy image of Franklin, the man who
came to personify the American dream.
Assessment
Franklin was not only the most famous American in the 18th
century but also one of the most famous figures in the Western
world of the 18th century; indeed, he is one of the most
celebrated and influential Americans who has ever lived.
Although one is apt to think of Franklin exclusively as an
inventor, as an early version of Thomas Edison, which he was,
his 18th-century fame came not simply from his many inventions
but, more important, from his fundamental contributions to the
science of electricity. If there had been a Nobel Prize for
Physics in the 18th century, Franklin would have been a
contender. Enhancing his fame was the fact that he was an
American, a simple man from an obscure background who emerged
from the wilds of America to dazzle the entire intellectual
world. Most Europeans in the 18th century thought of America as
a primitive, undeveloped place full of forests and savages and
scarcely capable of producing enlightened thinkers. Yet
Franklin’s electrical discoveries in the mid-18th century had
surpassed the achievements of the most sophisticated scientists
of Europe. Franklin became a living example of the natural
untutored genius of the New World that was free from the
encumbrances of a decadent and tired Old World—an image that he
later parlayed into French support for the American Revolution.
Despite his great scientific achievements, however, Franklin
always believed that public service was more important than
science, and his political contributions to the formation of the
United States were substantial. He had a hand in the writing of
the Declaration of Independence, contributed to the drafting of
the Articles of Confederation—America’s first national
constitution—and was the oldest member of the Constitutional
Convention of 1787 that wrote the Constitution of the United
States of America in Philadelphia. More important, as diplomatic
representative of the new American republic in France during the
Revolution, he secured both diplomatic recognition and financial
and military aid from the government of Louis XVI and was a
crucial member of the commission that negotiated the treaty by
which Great Britain recognized its former 13 colonies as a
sovereign nation. Since no one else could have accomplished all
that he did in France during the Revolution, he can quite
plausibly be regarded as America’s greatest diplomat.
Equally significant perhaps were Franklin’s many
contributions to the comfort and safety of daily life,
especially in his adopted city of Philadelphia. No civic project
was too large or too small for his interest. In addition to his
lightning rod and his Franklin stove (a wood-burning stove that
warmed American homes for more than 200 years), he invented
bifocal glasses, the odometer, and the glass harmonica
(armonica). He had ideas about everything—from the nature of the
Gulf Stream to the cause of the common cold. He suggested the
notions of matching grants and Daylight Saving Time. Almost
single-handedly he helped to create a civic society for the
inhabitants of Philadelphia. Moreover, he helped to establish
new institutions that people now take for granted: a fire
company, a library, an insurance company, an academy, and a
hospital.
Probably Franklin’s most important invention was himself. He
created so many personas in his newspaper writings and almanac
and in his posthumously published Autobiography that it is
difficult to know who he really was. Following his death in
1790, he became so identified during the 19th century with the
persona of his Autobiography and the Poor Richard maxims of his
almanac—e.g., “Early to bed, early to rise, makes a man healthy,
wealthy, and wise”—that he acquired the image of the self-made
moralist obsessed with the getting and saving of money.
Consequently, many imaginative writers, such as Edgar Allan Poe,
Henry David Thoreau, Herman Melville, Mark Twain, and D.H.
Lawrence, attacked Franklin as a symbol of America’s
middle-class moneymaking business values. Indeed, early in the
20th century the famous German sociologist Max Weber found
Franklin to be the perfect exemplar of the “Protestant ethic”
and the modern capitalistic spirit. Although Franklin did indeed
become a wealthy tradesman by his early 40s, when he retired
from his business, during his lifetime in the 18th century he
was not identified as a self-made businessman or a budding
capitalist. That image was a creation of the 19th century. But
as long as America continues to be pictured as the land of
enterprise and opportunity, where striving and hard work can
lead to success, then that image of Franklin is the one that is
likely to endure.
Gordon S. Wood
Encyclopaedia Britannica
|
|
|
|
Alexander Hamilton

+1 United States statesman
born January 11, 1755/57, Nevis, British West Indies
died July 12, 1804, New York, New York, U.S.
Main
New York delegate to the Constitutional Convention (1787), major
author of the Federalist papers, and first secretary of the
Treasury of the United States (1789–95), who was the foremost
champion of a strong central government for the new United
States. He was killed in a duel with Aaron Burr.
Early life
Hamilton’s father was James Hamilton, a drifting trader and son
of Alexander Hamilton, the laird of Cambuskeith, Ayrshire,
Scotland; his mother was Rachel Fawcett Lavine, the daughter of
a French Huguenot physician and the wife of John Michael Lavine,
a German or Danish merchant who had settled on the island of St.
Croix in the Danish West Indies. Rachel probably began living
with James Hamilton in 1752, but Lavine did not divorce her
until 1758.
In 1765 James Hamilton abandoned his family. Destitute,
Rachel set up a small shop, and at the age of 11 Alexander went
to work, becoming a clerk in the countinghouse of two New York
merchants who had recently established themselves at St. Croix.
When Rachel died in 1768, Alexander became a ward of his
mother’s relatives, and in 1772 his ability, industry, and
engaging manners won him advancement from bookkeeper to manager.
Later, friends sent him to a preparatory school in
Elizabethtown, New Jersey, and in the autumn of 1773 he entered
King’s College (later Columbia) in New York. Intensely
ambitious, he became a serious and successful student, but his
studies were interrupted by the brewing revolt against Great
Britain. He publicly defended the Boston Tea Party, in which
Boston colonists destroyed several tea cargoes in defiance of
the tea tax. In 1774–75 he wrote three influential pamphlets,
which upheld the agreements of the Continental Congress on the
nonimportation, nonconsumption, and nonexportation of British
products and attacked British policy in Quebec. Those anonymous
publications—one of them attributed to John Jay and John Adams,
two of the ablest of American propagandists—gave the first solid
evidence of Hamilton’s precocity.
American Revolution
In March 1776, through the influence of friends in the New York
legislature, Hamilton was commissioned a captain in the
provincial artillery. He organized his own company and at the
Battle of Trenton, when he and his men prevented the British
under Lord Cornwallis from crossing the Raritan River and
attacking George Washington’s main army, showed conspicuous
bravery. In February 1777 Washington invited him to become an
aide-de-camp with the rank of lieutenant colonel. In his four
years on Washington’s staff he grew close to the general and was
entrusted with his correspondence. He was sent on important
military missions and, thanks to his fluent command of French,
became liaison officer between Washington and the French
generals and admirals.
Eager to connect himself with wealth and influence, Hamilton
married Elizabeth, the daughter of General Philip Schuyler, the
head of one of New York’s most distinguished families. Meantime,
having tired of the routine duties at headquarters and yearning
for glory, he pressed Washington for an active command in the
field. Washington refused, and in early 1781 Hamilton seized
upon a trivial quarrel to break with the general and leave his
staff. Fortunately, he had not forfeited the general’s
friendship, for in July Washington gave him command of a
battalion. At the siege of Cornwallis’s army at Yorktown in
October, Hamilton led an assault on a British stronghold.
Early political activities
In letters to a member of Congress and to Robert Morris, the
superintendent of finance, Hamilton analyzed the financial and
political weaknesses of the government. In November 1781, with
the war virtually over, he moved to Albany, where he studied law
and was admitted to practice in July 1782. A few months later
the New York legislature elected him to the Continental
Congress. He continued to argue in essays for a strong central
government, and in Congress from November 1782 to July 1783 he
worked for the same end, being convinced that the Articles of
Confederation were the source of the country’s weakness and
disunion.
In 1783 Hamilton began to practice law in New York City. He
defended unpopular loyalists who had remained faithful to the
British during the Revolution in suits brought against them
under a state law called the Trespass Act. Partly as a result of
his efforts, state acts disbarring loyalist lawyers and
disfranchising loyalist voters were repealed. In that year he
also won election to the lower house of the New York
legislature, taking his seat in January 1787. Meanwhile, the
legislature had appointed him a delegate to the convention in
Annapolis, Maryland, that met in September 1786 to consider the
commercial plight of the Union. Hamilton suggested that the
convention exceed its delegated powers and call for another
meeting of representatives from all the states to discuss
various problems confronting the nation. He drew up the draft of
the address to the states from which emerged the Constitutional
Convention that met in Philadelphia in May 1787. After
persuading New York to send a delegation, Hamilton obtained a
place for himself on the delegation.
Hamilton went to Philadelphia as an uncompromising
nationalist who wished to replace the Articles of Confederation
with a strong centralized government, but he did not take much
part in the debates. He served on two important committees, one
on rules in the beginning of the convention and the other on
style at the end of the convention. In a long speech on June 18,
he presented his own idea of what the national government should
be. Under his plan, the national government would have had
unlimited power over the states. Hamilton’s plan had little
impact on the convention; the delegates went ahead to frame a
constitution that, while it gave strong power to a federal
government, stood some chance of being accepted by the people.
Since the other two delegates from New York, who were strong
opponents of a Federalist constitution, had withdrawn from the
convention, New York was not officially represented, and
Hamilton had no power to sign for his state. Nonetheless, even
though he knew that his state wished to go no further than a
revision of the Articles of Confederation, he signed the new
constitution as an individual.
Opponents in New York quickly attacked the Constitution, and
Hamilton answered them in the newspapers under the signature
Caesar. Since the Caesar letters seemed not influential,
Hamilton turned to another classical pseudonym, Publius, and to
two collaborators, James Madison, the delegate from Virginia,
and John Jay, the secretary of foreign affairs, to write The
Federalist, a series of 85 essays in defense of the Constitution
and republican government that appeared in newspapers between
October 1787 and May 1788. Hamilton wrote at least two-thirds of
the essays, including some of the most important ones that
interpreted the Constitution, explained the powers of the
executive, the senate, and the judiciary, and expounded the
theory of judicial review (i.e., the power of the Supreme Court
to declare legislative acts unconstitutional and, thus, void).
Although written and published in haste, The Federalist was
widely read, had a great influence on contemporaries, became one
of the classics of political literature, and helped shape
American political institutions. In 1788 Hamilton was
reappointed a delegate to the Continental Congress from New
York. At the ratifying convention in June, he became the chief
champion of the Constitution and, against strong opposition, won
approval for it.
Hamilton’s financial program
When President Washington in 1789 appointed Hamilton the first
secretary of the Treasury, Congress asked him to draw up a plan
for the “adequate support of the public credit.” Envisaging
himself as something of a prime minister in Washington’s
official family, Hamilton developed a bold and masterly program
designed to build a strong union, one that would weave his
political philosophy into the government. His immediate
objectives were to establish credit at home and abroad and to
strengthen the national government at the expense of the states.
He outlined his program in four notable reports to Congress
(1790–91).
In the first two, Reports on the Public Credit, which he
submitted on January 14, 1790, and December 13, 1790, he urged
the funding of the national debt at full value, the assumption
in full by the federal government of debts incurred by the
states during the Revolution, and a system of taxation to pay
for the assumed debts. His motive was as much political as
economic. Through payment by the central government of the
states’ debts, he hoped to bind the men of wealth and influence,
who had acquired most of the domestically held bonds, to the
national government. But such powerful opposition arose to the
funding and assumption scheme that Hamilton was able to push it
through Congress only after he had made a bargain with Thomas
Jefferson, who was then secretary of state, whereby he gained
Southern votes in Congress for it in exchange for his own
support in locating the future national capital on the banks of
the Potomac.
Hamilton’s third report, the Report on a National Bank, which
he submitted on December 14, 1790, advocated a national bank
called the Bank of the United States and modeled after the Bank
of England. With the bank, he wished to solidify the partnership
between the government and the business classes who would
benefit most from it and further advance his program to
strengthen the national government. After Congress passed the
bank charter, Hamilton persuaded Washington to sign it into law.
He advanced the argument that the Constitution was the source of
implied as well as enumerated powers and that through
implication the government had the right to charter a national
bank as a proper means of regulating the currency. This doctrine
of implied powers became the basis for interpreting and
expanding the Constitution in later years. In the Report on
Manufactures, the fourth, the longest, the most complex, and the
most farsighted of his reports, submitted on December 5, 1791,
he proposed to aid the growth of infant industries through
various protective laws. Basic to it was his idea that the
general welfare required the encouragement of manufacturers and
that the federal government was obligated to direct the economy
to that end. In writing his report, Hamilton had leaned heavily
on The Wealth of Nations, written in 1776 by the Scottish
political economist Adam Smith, but he revolted against Smith’s
laissez-faire idea that the state must keep hands off the
economic processes, which meant that it could provide no
bounties, tariffs, or other aid. The report had greater appeal
to posterity than to Hamilton’s contemporaries, for Congress did
nothing with it.
Establishment of political parties
A result of the struggle over Hamilton’s program and over issues
of foreign policy was the emergence of national political
parties. Like Washington, Hamilton had deplored parties,
equating them with disorder and instability. He had hoped to
establish a government of superior persons who would be above
party. Yet he became the leader of the Federalist Party, a
political organization in large part dedicated to the support of
his policies. Hamilton placed himself at the head of that party
because he needed organized political support and strong
leadership in the executive branch to get his program through
Congress. The political organization that challenged the
Hamiltonians was the Republican Party (later
Democratic-Republican Party) created by James Madison, a member
of the House of Representatives, and Secretary of State Thomas
Jefferson. In foreign affairs the Federalists favoured close
ties with England, whereas the Republicans preferred to
strengthen the old attachment to France. In attempting to carry
out his program, Hamilton interfered in Jefferson’s domain of
foreign affairs. Detesting the French Revolution and the
egalitarian doctrines it spawned, he tried to thwart Jefferson’s
policies that might aid France or injure England and to induce
Washington to follow his own ideas in foreign policy. Hamilton
went so far as to warn British officials of Jefferson’s
attachment to France and to suggest that they bypass the
secretary of state and instead work through himself and the
president in matters of foreign policy. This and other parts of
Hamilton’s program led to a feud with Jefferson in which the two
men attempted to drive each other from the cabinet.
When war broke out between France and England in February
1793, Hamilton wished to use the war as an excuse for
jettisoning the French alliance of 1778 and steering the United
States closer to England, whereas Jefferson insisted that the
alliance was still binding. Washington essentially accepted
Hamilton’s advice and in April issued a proclamation of
neutrality that was generally interpreted as pro-British.
At the same time, British seizure of U.S. ships trading with
the French West Indies and other grievances led to popular
demands for war against Great Britain, which Hamilton opposed.
He believed that such a war would be national suicide, for his
program was anchored on trade with Britain and on the import
duties that supported his funding system. Usurping the power of
the State Department, Hamilton persuaded the president to send
John Jay to London to negotiate a treaty. Hamilton wrote Jay’s
instructions, manipulated the negotiations, and defended the
unpopular treaty Jay brought back in 1795, notably in a series
of newspaper essays he wrote under the signature Camillus; the
treaty kept the peace and saved his system.
Out of the cabinet
Lashed by criticism, tired and anxious to repair his private
fortune, Hamilton left the cabinet on January 31, 1795. His
influence, as an unofficial adviser, however, continued as
strong as ever. Washington and his cabinet consulted him on
almost all matters of policy. When Washington decided to retire,
he turned to Hamilton, asking his opinion as to the best time to
publish his farewell. With his eye on the coming presidential
election, Hamilton advised withholding the announcement until a
few months before the meeting of the presidential electors.
Following that advice, Washington gave his Farewell Address in
September 1796. Hamilton drafted most of the address, and some
of his ideas were prominent in it. In the election, Federalist
leaders passed over Hamilton’s claims and nominated John Adams
for the presidency and Thomas Pinckney for the vice presidency.
Because Adams did not appear devoted to Hamiltonian principles,
Hamilton tried to manipulate the electoral college so as to make
Pinckney president. Adams won the election, and Hamilton’s
intrigue succeeded only in sowing distrust within his own party.
Hamilton’s influence in the government continued, however, for
Adams retained Washington’s cabinet, and its members consulted
Hamilton on all matters of policy, gave him confidential
information, and in effect urged his policies on the president.
When France broke relations with the United States, Hamilton
stood for firmness, though not immediate war; however, after the
failure of a peace mission that President Adams had sent to
Paris in 1798, followed by the publication of dispatches
insulting to U.S. sovereignty, Hamilton wanted to place the
country under arms. He even believed that the French, with whom
the United States now became engaged in an undeclared naval war,
might attempt to invade the country. Hamilton sought command of
the new army, though Washington would be its titular head. Adams
resisted Hamilton’s desires, but in September 1798 Washington
forced him to make Hamilton second in command of the army, the
inspector general, with the rank of major general. Adams never
forgave Hamilton for this humiliation. Hamilton wanted to lead
his army into Spain’s Louisiana and the Floridas and other
points south but never did. Through independent diplomacy, Adams
kept the quarrel from spreading and at the order of Congress
disbanded the provisional army. Hamilton resigned his commission
in June 1800. Meantime Adams had purged his cabinet of those he
regarded as “Hamilton’s spies.”
In retaliation, Hamilton tried to prevent Adams’s reelection.
In October 1800 he privately circulated a personal attack on
Adams, The Public Conduct and Character of John Adams, Esq.,
President of the United States. Aaron Burr of New York, the
Republican candidate for vice president and Hamilton’s political
enemy, obtained a copy and had it published. Hamilton was then
compelled to acknowledge his authorship and to bring his quarrel
with Adams into the open, a feud that revealed an irreparable
schism in the Federalist Party. Thomas Jefferson and Aaron Burr
won the election, but, because both had received the same number
of electoral votes, the choice between them for president was
cast into the House of Representatives. Hating Jefferson, the
Federalists wanted to throw the election to Burr. Hamilton
helped to persuade them to select Jefferson instead. By
supporting his old Republican enemy, who won the presidency,
Hamilton lost prestige within his own party and virtually ended
his public career.
The Burr quarrel
In 1801 Hamilton built a country house called the Grange on
Manhattan island and helped found a Federalist newspaper, the
New York Evening Post, the policies of which reflected his
ideas. Through the Post he hailed the purchase of Louisiana in
1803, even though New England Federalists had opposed it. Some
of them talked of secession and in 1804 began to negotiate with
Burr for his support. Almost all the Federalists but Hamilton
favoured Burr’s candidacy for the governorship of New York
state. Hamilton urged the election of Burr’s Republican
opponent, who won by a close margin, but it is doubtful that
Hamilton’s influence decided the outcome. In any event, Hamilton
and Burr had long been enemies, and Hamilton had several times
thwarted Burr’s ambitions. In June 1804, after the election,
Burr demanded satisfaction for remarks Hamilton had allegedly
made at a dinner party in April in which he said he held a
“despicable opinion” of Burr. Hamilton held an aversion to
dueling, but as a man of honour he felt compelled to accept
Burr’s challenge. The two antagonists met early in the morning
of July 11 on the heights of Weehawken, New Jersey, where
Hamilton’s eldest son, Philip, had died in a duel three years
before. Burr’s bullet found its mark, and Hamilton fell.
Hamilton left his wife and seven children heavily in debt, which
friends helped to pay off.
Assessment
Hamilton was a man both of action and of ideas, but all his
ideas involved action and were directed toward some specific
goal in statecraft. Unlike Benjamin Franklin or Thomas
Jefferson, he did not have a broad inquisitive mind, nor was he
speculative in his thinking in the philosophical sense of
seeking intangible truths. He was ambitious, purposeful, a hard
worker, and one of America’s administrative geniuses. In foreign
policy he was a realist, believing that self-interest should be
the nation’s polestar; questions of gratitude, benevolence, and
moral principle, he held, were irrelevant.
What renders him fascinating to biographers are the streaks
of ambition, jealousy, and impulsiveness that led him into
disastrous personal clashes—the rupture with Washington in 1781,
which luckily did him no harm; an adulterous affair in 1791,
which laid him open to blackmail; the assault on Adams that
doomed Federalist prospects in 1800; and perhaps even the duel
in which he died. The union of a mind brilliantly tuned to the
economic future with the temperament of a Hotspur is rare.
Most of all, Hamilton was one of America’s first great
nationalists. He believed in an indivisible nation where the
people would give their loyalty not to any state but to the
nation. Although a conservative, he did not fear change or
experimentation. The conservatism that led him to denounce
democracy as hostile to liberty stemmed from his fear that
democracy tended to invade the rights of property, which he held
sacred. His concern for property was a means to an end. He
wished to make private property sacred because upon it he
planned to build a strong central government, one capable of
suppressing internal disorders and assuring tranquillity. His
economic, political, military, and diplomatic schemes were all
directed toward making the Union strong. Hamilton’s most
enduring monument was the Union, for much of it rested on his
ideas.
Alexander DeConde
Ed.
Encyclopaedia Britannica
|
|
|
|
Thomas Jefferson

president of United States
born April 2 [April 13, New Style], 1743, Shadwell, Virginia
[U.S.]
died July 4, 1826, Monticello, Virginia, U.S.
Overview
Third president of the U.S. (1801–09).
He was a planter and became a lawyer in 1767. While a member
of the House of Burgesses (1769–75), he initiated the Virginia
Committee of Correspondence (1773) with Richard Henry Lee and
Patrick Henry. In 1774 he wrote the influential A Summary View
of the Rights of British America, stating that the British
Parliament had no authority to legislate for the colonies. A
delegate to the Second Continental Congress, he was appointed to
the committee to draft the Declaration of Independence and
became its primary author. He was elected governor of Virginia
(1779–81) but was unable to organize effective opposition when
British forces invaded the colony (1780–81). Criticized for his
conduct, he retired, vowing to remain a private citizen. Again a
member of the Continental Congress (1783–85), he drafted the
first of the Northwest Ordinances for dividing and settling the
Northwest Territory. In 1785 he succeeded Benjamin Franklin as
U.S. minister to France. Appointed the first secretary of state
(1790–93) by George Washington, he soon became embroiled in a
bitter conflict with Alexander Hamilton over the country’s
foreign policy and their opposing interpretations of the
Constitution. Their divisions gave rise to political factions
and eventually to political parties. Jefferson served as vice
president (1797–1801) under John Adams but opposed Adams’s
signing of the Alien and Sedition Acts (1798); the Virginia and
Kentucky Resolutions, adopted by the legislatures of those
states in 1798 and 1799 as a protest against the Acts, were
written by Jefferson and James Madison. In the presidential
election of 1800 Jefferson and Aaron Burr received the same
number of votes in the electoral college; the decision was
thrown to the U.S. House of Representatives, which chose
Jefferson on the 36th ballot. As president, Jefferson attempted
to reduce the powers of the embryonic federal government and to
eliminate the national debt; he also dispensed with a great deal
of the ceremony and formality that had attended the office of
president to that time. In 1803 he oversaw the Louisiana
Purchase, which doubled the land area of the country, and he
authorized the Lewis and Clark Expedition. In an effort to force
Britain and France to cease their molestation of U.S. merchant
ships during the Napoleonic Wars, he signed the Embargo Act. In
1809 he retired to his plantation, Monticello, where he pursued
his interests in science, philosophy, and architecture. He
served as president of the American Philosophical Society
(1797–1815), and in 1819 he founded and designed the University
of Virginia. In 1812, after a long estrangement, he and Adams
were reconciled and began a lengthy correspondence that
illuminated their opposing political philosophies. They died
within hours of each other on July 4, 1826, the 50th anniversary
of the signing of the Declaration of Independence. Though a
lifelong slaveholder, Jefferson was an anomaly among the
Virginia planter class for his support of gradual emancipation.
In January 2000 the Thomas Jefferson Memorial Foundation
accepted the conclusion, supported by DNA evidence, that
Jefferson had fathered at least one child with Sally Hemings,
one of his house slaves.
Main
draftsman of the Declaration of Independence of the United
States and the nation’s first secretary of state (1789–94),
second vice president (1797–1801), and, as the third president
(1801–09), the statesman responsible for the Louisiana Purchase.
An early advocate of total separation of church and state, he
also was the founder and architect of the University of Virginia
and the most eloquent American proponent of individual freedom
as the core meaning of the American Revolution. (For a
discussion of the history and nature of the presidency, see
presidency of the United States of America.)
Long regarded as America’s most distinguished “apostle of
liberty,” Jefferson has come under increasingly critical
scrutiny within the scholarly world. At the popular level, both
in the United States and abroad, he remains an incandescent
icon, an inspirational symbol for both major U.S. political
parties, as well as for dissenters in communist China, liberal
reformers in central and eastern Europe, and aspiring democrats
in Africa and Latin America. His image within scholarly circles
has suffered, however, as the focus on racial equality has
prompted a more negative reappraisal of his dependence upon
slavery and his conviction that American society remain a white
man’s domain. The huge gap between his lyrical expression of
liberal ideals and the more attenuated reality of his own life
has transformed Jefferson into America’s most problematic and
paradoxical hero. The Jefferson Memorial in Washington, D.C.,
was dedicated to him on April 13, 1943, the 200th anniversary of
his birth.
Early years
Albermarle county, where he was born, lay in the foothills of
the Blue Ridge Mountains in what was then regarded as a western
province of the Old Dominion. His father, Peter Jefferson, was a
self-educated surveyor who amassed a tidy estate that included
60 slaves. According to family lore, Jefferson’s earliest memory
was as a three-year-old boy “being carried on a pillow by a
mounted slave” when the family moved from Shadwell to Tuckahoe.
His mother, Jane Randolph Jefferson, was descended from one of
the most prominent families in Virginia. She raised two sons, of
whom Jefferson was the eldest, and six daughters. There is
reason to believe that Jefferson’s relationship with his mother
was strained, especially after his father died in 1757, because
he did everything he could to escape her supervision and had
almost nothing to say about her in his memoirs. He boarded with
the local schoolmaster to learn his Latin and Greek until 1760,
when he entered the College of William and Mary in Williamsburg.
By all accounts he was an obsessive student, often spending
15 hours of the day with his books, 3 hours practicing his
violin, and the remaining 6 hours eating and sleeping. The two
chief influences on his learning were William Small, a
Scottish-born teacher of mathematics and science, and George
Wythe, the leading legal scholar in Virginia. From them
Jefferson learned a keen appreciation of supportive mentors, a
concept he later institutionalized at the University of
Virginia. He read law with Wythe from 1762 to 1767, then left
Williamsburg to practice, mostly representing small-scale
planters from the western counties in cases involving land
claims and titles. Although he handled no landmark cases and
came across as a nervous and somewhat indifferent speaker before
the bench, he earned a reputation as a formidable legal scholar.
He was a shy and extremely serious young man.
In 1768 he made two important decisions: first, to build his
own home atop an 867-foot- (264-metre-) high mountain near
Shadwell that he eventually named Monticello and, second, to
stand as a candidate for the House of Burgesses. These decisions
nicely embodied the two competing impulses that would persist
throughout his life—namely, to combine an active career in
politics with periodic seclusion in his own private haven. His
political timing was also impeccable, for he entered the
Virginia legislature just as opposition to the taxation policies
of the British Parliament was congealing. Although he made few
speeches and tended to follow the lead of the Tidewater elite,
his support for resolutions opposing Parliament’s authority over
the colonies was resolute.
In the early 1770s his own character was also congealing. In
1772 he married Martha Wayles Skelton (Martha Jefferson), an
attractive and delicate young widow whose dowry more than
doubled his holdings in land and slaves. In 1774 he wrote A
Summary View of the Rights of British America, which was quickly
published, though without his permission, and catapulted him
into visibility beyond Virginia as an early advocate of American
independence from Parliament’s authority; the American colonies
were tied to Great Britain, he believed, only by wholly
voluntary bonds of loyalty to the king.
His reputation thus enhanced, the Virginia legislature
appointed him a delegate to the Second Continental Congress in
the spring of 1775. He rode into Philadelphia—and into American
history—on June 20, 1775, a tall (slightly above 6 feet 2 inches
[1.88 metres]) and gangly young man with reddish blond hair,
hazel eyes, a burnished complexion, and rock-ribbed certainty
about the American cause. In retrospect, the central paradox of
his life was also on display, for the man who the following year
was to craft the most famous manifesto for human equality in
world history arrived in an ornate carriage drawn by four
handsome horses and accompanied by three slaves.
Declaring independence
Jefferson’s inveterate shyness prevented him from playing a
significant role in the debates within the Congress. John Adams,
a leader in those debates, remembered that Jefferson was silent
even in committee meetings, though consistently staunch in his
support for independence. His chief role was as a draftsman of
resolutions. In that capacity, on June 11, 1776, he was
appointed to a five-person committee, which also included Adams
and Benjamin Franklin, to draft a formal statement of the
reasons why a break with Great Britain was justified. Adams
asked him to prepare the first draft, which he did within a few
days. He later claimed that he was not striving for “originality
of principle or sentiment,” only seeking to provide “an
expression of the American mind”; that is, putting into words
those ideas already accepted by a majority of Americans. This
accurately describes the longest section of the Declaration of
Independence, which lists the grievances against George III. It
does not, however, describe the following 55 words, which are
generally regarded as the seminal statement of American
political culture:
We hold these truths to be self-evident; that all men are
created equal; that they are endowed by their Creator with
certain inalienable rights; that among these are life, liberty
and the pursuit of happiness; that to secure these rights,
governments are instituted among men, deriving their just powers
from the consent of the governed.
On July 3–4 the Congress debated and edited Jefferson’s
draft, deleting and revising fully one-fifth of the text. But
they made no changes whatsoever in this passage, which over
succeeding generations became the lyrical sanction for every
liberal movement in American history. At the time, Jefferson
himself was disconsolate that the Congress had seen fit to make
any changes in his language. Nevertheless, he was not regarded
by his contemporaries as the author of the Declaration, which
was seen as a collective effort by the entire Congress. Indeed,
he was not known by most Americans as the principal author until
the 1790s. (See primary source document: Declaration of
Independence.)
He returned to Virginia in October 1776 and immediately
launched an extensive project for the reform of the state’s
legal code to bring it in line with the principles of the
American Revolution. Three areas of reform suggest the arc of
his political vision: first, he sought and secured abolition of
primogeniture, entail, and all those remnants of feudalism that
discouraged a broad distribution of property; second, he
proposed a comprehensive plan of educational reform designed to
assure access at the lowest level for all citizens and state
support at the higher levels for the most talented; third, he
advocated a law prohibiting any religious establishment and
requiring complete separation of church and state. The last two
proposals were bitterly contested, especially the statute for
religious freedom, which was not enacted until 1786. (See
primary source documents: An American Education for American
Youth, The Education of Women, and The Sphere of Religion.)
Taken together, these legal reforms capture the essence of
Jefferson’s political philosophy, which was less a comprehensive
body of thought than a visionary prescription. He regarded the
past as a “dead hand” of encrusted privileges and impediments
that must be cast off to permit the natural energies of
individual citizens to flow freely. The American Revolution, as
he saw it, was the first shot in what would eventually became a
global battle for human liberation from despotic institutions
and all coercive versions of government.
At the end of what was probably the most creative phase of
his public career, personal misfortune struck in two successive
episodes. Elected governor of Virginia in 1779, he was caught
off-guard by a surprise British invasion in 1780 against which
the state was defenseless. His flight from approaching British
troops was described in the local press, somewhat unfairly, as a
cowardly act of abdication. (Critics would recall this awkward
moment throughout the remainder of his long career.) Then, in
September 1782, his wife died after a difficult delivery in May
of their third daughter. These two disasters caused him to vow
that he would never again desert his family for his country.
American in Paris
The vow was sincere but short-lived. Jefferson agreed, albeit
reluctantly, to serve as a delegate to the Continental Congress
in December 1782, where his major contribution was to set forth
the principle that territories in the West should not be treated
as colonies but rather should enter the Union with status equal
to the original states once certain conditions were met. Then,
in 1784, recognizing the need to escape the memories of Martha
that haunted the hallways at Monticello, he agreed to replace
Franklin as American minister to France; or, as legend tells the
story, he agreed to succeed Franklin, noting that no one could
replace him.
During his five-year sojourn in Paris, Jefferson accomplished
very little in any official sense. Several intractable
conditions rendered his best diplomatic efforts futile: the
United States was heavily in debt owing to the recent war, so
few European nations were interested in signing treaties of
amity and commerce with the infant American republic; the
federal government created under the Articles of Confederation
was notoriously weak, so clear foreign policy directives proved
impossible; Great Britain already enjoyed a monopoly,
controlling more than 80 percent of America’s foreign trade, so
it had no incentive to negotiate commercial treaties on less
favourable terms; and France was drifting toward a cataclysmic
political crisis of its own, so relations with the upstart new
nation across the Atlantic were hardly a high priority.
As a result, Jefferson’s diplomatic overtures to establish a
market for American tobacco and to reopen French ports to whale
oil produced meagre results, his efforts to create an alliance
of American and European powers to contest the terrorism of the
Barbary pirates proved stillborn, and his vision of open markets
for all nations, a world without tariffs, seemed excessively
visionary. His only significant achievement was the negotiation
of a $400,000 loan from Dutch bankers that allowed the American
government to consolidate its European debts, but even that
piece of diplomacy was conducted primarily by John Adams, then
serving as American minister to the Court of St. James’s in
London.
But the Paris years were important to Jefferson for personal
reasons and are important to biographers and historians for the
new light they shed on his famously elusive personality. The
dominant pattern would seem to be the capacity to live
comfortably with contradiction. For example, he immersed himself
wholeheartedly in the art, architecture, wine, and food of
Parisian society but warned all prospective American tourists to
remain in America so as to avoid the avarice, luxury, and sheer
sinfulness of European fleshpots. He made a point of bringing
along his elder daughter, Martha (called Patsy as a girl), and
later sent for his younger daughter, Maria (called Polly), all
as part of his genuine devotion as a single parent. But he then
placed both daughters in a convent, wrote them stern lecturelike
letters about proper female etiquette, and enforced a
patriarchal distance that was in practice completely at odds
with his theoretical commitment to intimacy.
With women in general his letters convey a message of
conspicuous gallantry, playfully flirtatious in the manner of a
male coquette. The most self-revealing letter he ever wrote, “a
dialogue between the head and the heart,” was sent to Maria
Cosway, an Anglo-Italian beauty who left him utterly infatuated.
Jefferson and Cosway, who was married to a prominent if somewhat
degenerate English miniaturist, spent several months in a
romantic haze, touring Parisian gardens, museums, and art shows
together, but whether Jefferson’s head or heart prevailed,
either in the letter or in life, is impossible to know.
Meanwhile, there is considerable evidence to suggest, but not to
prove conclusively, that Jefferson initiated a sexual liaison
with his attractive young mulatto slave Sally Hemings in 1788,
about the time his torrid affair with Cosway cooled down—this
despite his public statements denouncing blacks as biologically
inferior and sexual relations between the races as taboo. (See
Sidebar: “Tom and Sally”: the Jefferson-Hemings paternity
debate.)
During the latter stages of Jefferson’s stay in Paris, Louis
XVI, the French king, was forced to convene the Assembly of
Notables in Versailles to deal with France’s deep financial
crisis. Jefferson initially regarded the assembly as a French
version of the Constitutional Convention, then meeting in
Philadelphia. Much influenced by moderate leaders such as the
Marquis de Lafayette, he expected the French Revolution to
remain a bloodless affair that would culminate in a revised
French government, probably a constitutional monarchy along
English lines. He remained oblivious to the resentments and
volatile energies pent up within French society that were about
to explode in the Reign of Terror, mostly because he thought the
French Revolution would follow the American model. He was
fortunate to depart France late in 1789, just at the onset of
mob violence.
Slavery and racism
Even before his departure from France, Jefferson had overseen
the publication of Notes on the State of Virginia. This book,
the only one Jefferson ever published, was part travel guide,
part scientific treatise, and part philosophical meditation.
Jefferson had written it in the fall of 1781 and had agreed to a
French edition only after learning that an unauthorized version
was already in press. Notes contained an extensive discussion of
slavery, including a graphic description of its horrific effects
on both blacks and whites, a strong assertion that it violated
the principles on which the American Revolution was based, and
an apocalyptic prediction that failure to end slavery would lead
to “convulsions which will probably never end but in the
extermination of one or the other race.” It also contained the
most explicit assessment that Jefferson ever wrote of what he
believed were the biological differences between blacks and
whites, an assessment that exposed the deep-rooted racism that
he, like most Americans and almost all Virginians of his day,
harboured throughout his life.
To his critics in later generations, Jefferson’s views on
race seemed particularly virulent because of his purported
relationship with Sally Hemings, who bore several children
obviously fathered by a white man and some of whom had features
resembling those of Jefferson. The public assertion of this
relationship was originally made in 1802 by a disreputable
journalist interested in injuring Jefferson’s political career.
His claim was corroborated, however, by one of Hemings’s
children in an 1873 newspaper interview and then again in a 1968
book by Winthrop Jordan revealing that Hemings became pregnant
only when Jefferson was present at Monticello. Finally, in 1998,
DNA samples were gathered from living descendants of Jefferson
and Hemings. Tests revealed that Jefferson was almost certainly
the father of some of Hemings’s children. What remained unclear
was the character of the relationship—consensual or coercive, a
matter of love or rape, or a mutually satisfactory arrangement.
Jefferson’s admirers preferred to consider it a love affair and
to see Jefferson and Hemings as America’s preeminent biracial
couple. His critics, on the other hand, considered Jefferson a
sexual predator whose eloquent statements about human freedom
and equality were hypocritical.
In any case, coming as it did at the midpoint of Jefferson’s
career, the publication of Notes affords the opportunity to
review Jefferson’s previous and subsequent positions on the most
volatile and therefore most forbidden topic in the revolutionary
era (see primary source document: On Accommodating African
Americans). Early in his career Jefferson had taken a leadership
role in pushing slavery onto the political agenda in the
Virginia assembly and the federal Congress. In the 1760s and
’70s, like most Virginia planters, he endorsed the end of the
slave trade. (Virginia’s plantations were already well stocked
with slaves, so ending the slave trade posed no economic threat
and even enhanced the value of the existent slave population.)
In his original draft of the Declaration of Independence, he
included a passage, subsequently deleted by the Continental
Congress, blaming both the slave trade and slavery itself on
George III. Unlike most of his fellow Virginians, Jefferson was
prepared to acknowledge that slavery was an anomaly in the
American republic established in 1776. His two most practical
proposals came in the early 1780s: a gradual emancipation scheme
by which all slaves born after 1800 would be freed and their
owners compensated, and a prohibition of slavery in all the
territories of the West as a condition for admission to the
Union. By the time of the publication of Notes, then,
Jefferson’s record on slavery placed him among the most
progressive elements of southern society. Rather than ask how he
could possibly tolerate the persistence of slavery, it is more
historically correct to wonder how this member of Virginia’s
planter class had managed to develop such liberal convictions.
Dating the onset of a long silence is inevitably an imprecise
business, but by the time of his return to the United States in
1789 Jefferson had backed away from a leadership position on
slavery. The ringing denunciations of slavery presented in Notes
had generated controversy, especially within the planter class
of Virginia, and Jefferson’s deep aversion to controversy made
him withdraw from the cutting edge of the antislavery movement
once he experienced the sharp feelings it aroused. Moreover, the
very logic of his argument in Notes exposed the inherent
intractability of his position. Although he believed that
slavery was a gross violation of the principles celebrated in
the Declaration of Independence, he also believed that people of
African descent were biologically inferior to whites and could
never live alongside whites in peace and harmony. They would
have to be transported elsewhere, back to Africa or perhaps the
Caribbean, after emancipation. Because such a massive
deportation was a logistical and economic impossibility, the
unavoidable conclusion was that, though slavery was wrong,
ending it, at least at present, was inconceivable. That became
Jefferson’s public position throughout the remainder of his
life.
It also shaped his personal posture as a slave owner.
Jefferson owned, on average, about 200 slaves at any point in
time, and slightly over 600 over his lifetime. To protect
himself from facing the reality of his problematic status as
plantation master, he constructed a paternalistic self-image as
a benevolent father caring for what he called “my family.”
Believing that he and his slaves were the victims of history’s
failure to proceed along the enlightened path, he saw himself as
the steward for those entrusted to his care until a better
future arrived for them all. In the meantime, his own lavish
lifestyle and all the incessant and expensive renovations of his
Monticello mansion were wholly dependent on slave labour.
Whatever silent thoughts he might have harboured about freeing
his slaves never found their way into the record. (He freed only
five slaves, all members of the Hemings family.) His mounting
indebtedness rendered all such thoughts superfluous toward the
end, because his slaves, like all his possessions, were
mortgaged to his creditors and therefore not really his to free.
Party politics
Jefferson returned to the United States in 1789 to serve as the
first secretary of state under President George Washington. He
was entering the most uncharted waters in American history.
There had never been an enduring republican government in a
nation as large as the United States, and no one was sure if it
was possible or how it would work. The Constitution ratified in
1788 was still a work-in-progress, less a blueprint that
provided answers than a framework for arguing about the salient
questions. And because Jefferson had been serving in France when
the constitutional battles of 1787–88 were waged in Philadelphia
and then in the state ratifying conventions, he entered the
volatile debates of the 1790s without a clear track record of
his constitutional convictions. In truth, unlike his friend and
disciple James Madison, Jefferson did not think primarily in
constitutional categories. His major concern about the new
Constitution was the absence of any bill of rights. He was less
interested in defining the powers of government than in
identifying those regions where government could not intrude
(see primary source documents: On the New Constitution and On
the Omission of a Bill of Rights).
During his tenure as secretary of state (1790–93), foreign
policy was his chief responsibility. Within the cabinet a
three-pronged division soon emerged over American policy toward
the European powers. While all parties embraced some version of
the neutrality doctrine, the specific choices posed by the
ongoing competition for supremacy in Europe between England and
France produced a bitter conflict. Washington and Adams, who was
serving as vice president, insisted on complete neutrality,
which in practice meant tacking back and forth between the two
dominant world powers of the moment. Alexander Hamilton pushed
for a pro-English version of neutrality—chiefly commercial ties
with the most potent mercantile power in the world. Jefferson
favoured a pro-French version of neutrality, arguing that the
Franco-American treaty of 1778 obliged the United States to
honour past French support during the war for independence, and
that the French Revolution embodied the “spirit of ’76” on
European soil. Even when the French Revolution spun out of
control and began to devour its own partisans, Jefferson
insisted that these bloody convulsions were only temporary
excesses justified by the larger ideological issues at stake.
This remained his unwavering position throughout the decade.
Even after he retired from office late in 1793, he issued
directives from Monticello opposing the Neutrality Act (1793)
and the Jay Treaty (1795) as pacts with the British harlot and
betrayals of our French brethren. Serving as vice president
during the Adams presidency (1797–1801), Jefferson worked behind
the scenes to undermine Adams’s efforts to sustain strict
neutrality and blamed the outbreak of the “quasi-war” with
France in 1797–98 on what he called “our American Anglophiles”
rather than the French Directory. His foreign-policy vision was
resolutely moralistic and highly ideological, dominated by a
dichotomous view of England as a corrupt and degenerate engine
of despotism and France as the enlightened wave of the future.
Jefferson’s position on domestic policy during the 1790s was
a variation on the same ideological dichotomy. As Hamilton began
to construct his extensive financial program—to include funding
the national debt, assuming the state debts, and creating a
national bank—Jefferson came to regard the consolidation of
power at the federal level as a diabolical plot to subvert the
true meaning of the American Revolution. As Jefferson saw it,
the entire Federalist commitment to an energetic central
government with broad powers over the domestic economy
replicated the arbitrary policies of Parliament and George III,
which the American Revolution had supposedly repudiated as
monarchical and aristocratic practices, incompatible with the
principles of republicanism. Jefferson sincerely believed that
the “principles of ’76” were being betrayed by a Federalist
version of the “court party,” whose covert scheme was to install
monarchy and a pseudo-aristocracy of bankers and “monocrats” to
rule over the American yeomanry.
All the major events of the decade—the creation of a national
bank, the debate over the location of a national capital, the
suppression of the Whiskey Rebellion in western Pennsylvania,
the passage of the Jay Treaty, and, most notoriously, the
enforcement of the Alien and Sedition Acts—were viewed through
this ideological lens. By the middle years of the decade two
distinctive political camps had emerged, calling themselves
Federalists and Republicans (later Democratic-Republicans). Not
that modern-day political parties, with their mechanisms for
raising money, selecting candidates, and waging election
campaigns, were fully formed at this stage. (Full-blooded
political parties date from the 1830s and ’40s.) But an
embryonic version of the party structure was congealing, and
Jefferson, assisted and advised by Madison, established the
rudiments of the first opposition party in American politics
under the Republican banner.
The partnership between Jefferson and Madison, labeled by
subsequent historians as “the great collaboration,” deserves
special attention. John Quincy Adams put it nicely when he
observed that “the mutual influence of these two mighty minds on
each other is a phenomenon, like the invisible and mysterious
movements of the magnet in the physical world.” Because the
notion of a legitimate opposition to the elected government did
not yet exist, and because the term party remained an epithet
that was synonymous with faction, meaning an organized effort to
undermine the public interest, Jefferson and Madison were
labeled as traitors by the Federalist press. They were, in
effect, inventing a modern form of political behaviour before
there was any neutral vocabulary for talking about it.
Jefferson’s own capacity to live comfortably with contradictions
served him well in this context, since he was creating and
leading a political party while insisting that parties were evil
agents. In 1796 he ran for the presidency against Adams, all the
while claiming not to know that he was even a candidate. Most
negative assessments of Jefferson’s character date from this
period, especially the charge of hypocrisy and duplicity.
The highly combustible political culture of the early
republic reached a crescendo in the election of 1800, one of the
most fiercely contested campaigns in American history. (See
primary source document: Jefferson and Liberty.) The Federalist
press described Jefferson as a pagan and atheist, a treasonable
conspirator against the duly elected administrations of
Washington and Adams, a utopian dreamer with anarchistic
tendencies toward the role of government, and a cunning
behind-the-scenes manipulator of Republican propaganda. All
these charges were gross exaggerations, save the last. Always
operating through intermediaries, Jefferson paid several
journalists to libel Adams, his old friend but current political
enemy, and offered the vice presidency to Aaron Burr in return
for delivering the electoral votes of New York. In the final
tally the 12 New York votes made the difference, with the tandem
of Jefferson and Burr winning 73 to 65. A quirk in the
Constitution, subsequently corrected in the Twelfth Amendment,
prevented electors from distinguishing between their choice of
president and vice president, so Jefferson and Burr tied for the
top spot, even though voter preference for Jefferson was
incontestable. The decision was thrown into the House of
Representatives where, after several weeks of debate and
backroom wheeling and dealing, Jefferson was elected on the 36th
ballot.
Presidency
There was a good deal of nervous speculation whether the new
American nation could survive a Jefferson presidency. The entire
thrust of Jefferson’s political position throughout the 1790s
had been defiantly negative, rejecting as excessive the powers
vested in the national government by the Federalists. In his
Virginia Resolutions of 1798, written in protest of the Alien
and Sedition Acts, he had described any projection of federal
authority over the domestic policy of the states as a violation
of “the spirit of ’76” and therefore a justification for
secession from the Union. (This became the position of the
Confederacy in 1861.) His Federalist critics wondered how he
could take an oath to preserve, protect, and defend the
Constitution of the United States if his primary goal as
president was to dismantle the federal institutions created by
that very document. As he rose to deliver his inaugural address
on March 4, 1801, in the still-unfinished Capitol of the equally
unfinished national capital on the Potomac, the mood was
apprehensive. The most rabid alarmists had already been proved
wrong, since the first transfer of power from one political
regime to another had occurred peacefully, even routinely. But
it was still very much an open question whether, as Lincoln
later put it, “any nation so conceived and so dedicated could
long endure” in the absence of a central government along
Federalist lines.
The major message of Jefferson’s inaugural address was
conciliatory. Its most famous line (“We are all republicans—we
are all federalists”) suggested that the scatological party
battles of the previous decade must cease. He described his
election as a recovery of the original intentions of the
American Revolution, this after the hostile takeover of those
“ancient and sacred truths” by the Federalists, who had
erroneously assumed that a stable American nation required a
powerful central government. In Jefferson’s truly distinctive
and original formulation, the coherence of the American republic
did not require the mechanisms of a powerful state to survive or
flourish. Indeed, the health of the emerging American nation was
inversely proportional to the power of the federal government,
for in the end the sovereign source of republican government was
voluntary popular opinion, “the people,” and the latent energies
these liberated individuals released when unburdened by
government restrictions.
In 1804 Jefferson was easily reelected over Federalist
Charles Cotesworth Pinckney, winning 162 electoral votes to
Pinckney’s 14. Initially, at least, his policies as president
reflected his desire for decentralization, which meant
dismantling the embryonic federal government, the army and navy,
and all federal taxation programs, as well as placing the
national debt, which stood at $112 million, on the road to
extinction. These reforms enjoyed considerable success for two
reasons. First, the temporary cessation of the war between
England and France for European supremacy permitted American
merchants to trade with both sides and produced unprecedented
national prosperity. Second, in selecting Albert Gallatin as
secretary of the Treasury, Jefferson placed one of the most
capable managers of fiscal policy in the most strategic
location. Gallatin, a Swiss-born prodigy with impeccable
Republican credentials, dominated the cabinet discussions
alongside Madison, the ever-loyal Jefferson disciple who served
as secretary of state.
Actually there were very few cabinet discussions because
Jefferson preferred to do the bulk of business within the
executive branch in writing. Crafting language on the page was
his most obvious talent, and he required all cabinet officers to
submit drafts of their recommendations, which he then edited and
returned for their comments. The same textual approach applied
to his dealings with Congress. All of his annual messages were
delivered in writing rather than in person. Indeed, apart from
his two inaugural addresses (see primary source documents: First
Inaugural Address and Second Inaugural Address), there is no
record of Jefferson delivering any public speeches whatsoever.
In part this was a function of his notoriously inadequate
abilities as an orator, but it also reflected his desire to make
the office of the presidency almost invisible. His one gesture
at visibility was to schedule weekly dinners when Congress was
in session, which became famous for the quality of the wine, the
pell-mell seating arrangements, and informal approach to
etiquette—a clear defiance of European-style decorum.
The major achievement of his first term was also an act of
defiance, though this time it involved defying his own
principles. In 1803 Napoleon decided to consolidate his
resources for a new round of the conflict with England by
selling the vast Louisiana region, which stretched from the
Mississippi Valley to the Rocky Mountains. Although the asking
price, $15 million, was a stupendous bargain, assuming the cost
meant substantially increasing the national debt. More
significantly, what became known as the Louisiana Purchase
violated Jefferson’s constitutional scruples. Indeed, many
historians regard it as the boldest executive action in American
history. But Jefferson never wavered, reasoning that the
opportunity to double the national domain was too good to miss.
The American West always triggered Jefferson’s most visionary
energies, seeing it, as he did, as America’s future, the place
where the simple republican principles could be constantly
renewed. In one fell swoop he removed the threat of a major
European power from America’s borders and extended the life span
of the uncluttered agrarian values he so cherished. Even before
news that the purchase was approved reached the United States in
July 1803, Jefferson dispatched his private secretary,
Meriwether Lewis, to lead an expedition to explore the new
acquisition and the lands beyond, all the way to the Pacific.
If the Louisiana Purchase was the crowning achievement of
Jefferson’s presidency, it also proved to be the high point from
which events moved steadily in the other direction. Although the
Federalist Party was dead as a national force, pockets of
Federalist opposition still survived, especially in New England.
Despite his eloquent testimonials to the need for a free press,
Jefferson was outraged by the persistent attacks on his policies
and character from those quarters, and he instructed the
attorneys general in the recalcitrant states to seek
indictments, in clear violation of his principled commitment to
freedom of expression (see primary source document: On
Misreporting by the Press). He was equally heavy-handed in his
treatment of Aaron Burr, who was tried for treason after leading
a mysterious expedition into the American Southwest allegedly
designed to detach that region from the United States with Burr
crowned as its benevolent dictator. The charges were never
proved, but Jefferson demanded Burr’s conviction despite the
lack of evidence. He was overruled in the end by Chief Justice
John Marshall, who sat as the judge in the trial.
But Jefferson’s major disappointment had its origins in
Europe with the resumption of the Napoleonic Wars, which
resulted in naval blockades in the Atlantic and Caribbean that
severely curtailed American trade and pressured the U.S.
government to take sides in the conflict. Jefferson’s response
was the Embargo Act (1807), which essentially closed American
ports to all foreign imports and American exports. The embargo
assumed that the loss of American trade would force England and
France to alter their policies, but this fond hope was always an
illusion, since the embryonic American economy lacked the size
to generate such influence and was itself wrecked by Jefferson’s
action. Moreover, the enforcement of the Embargo Act required
the exercise of precisely those coercive powers by the federal
government that Jefferson had previously opposed. By the time he
left office in March 1809, Jefferson was a tired and beaten man,
anxious to escape the consequences of his futile efforts to
preserve American neutrality and eager to embrace the two-term
precedent established by Washington.
Retirement
During the last 17 years of his life Jefferson maintained a
crowded and active schedule. He rose with the dawn each day,
bathed his feet in cold water, then spent the morning on his
correspondence (one year he counted writing 1,268 letters) and
working in his garden. Each afternoon he took a two-hour ride
around his grounds. Dinner, served in the late afternoon, was
usually an occasion to gather his daughter Martha and her 12
children, along with the inevitable visitors. Monticello became
a veritable hotel during these years, on occasion housing 50
guests. The lack of privacy caused Jefferson to build a separate
house on his Bedford estate about 90 miles (140 km) from
Monticello, where he periodically fled for seclusion.
Three architectural projects claimed a considerable share of
his attention. Throughout his life Monticello remained a
work-in-progress that had the appearance of a construction site.
Even during his retirement years, Jefferson’s intensive efforts
at completing the renovations never quite produced the
masterpiece of neoclassical design he wanted to achieve and that
modern-day visitors to Monticello find so compelling. A smaller
but more architecturally distinctive mansion at Bedford, called
Poplar Forest, was completed on schedule. It too embodied
neoclassical principles but was shaped as a perfect octagon.
Finally there was the campus of the University of Virginia at
Charlottesville, which Jefferson called his “academical
village.” Jefferson surveyed the site, which he could view in
the distance from his mountaintop, and chose the Pantheon of
Rome as the model for the rotunda, the centrepiece flanked by
two rows of living quarters for students and faculty. In 1976
the American Institute of Architects voted it “the proudest
achievement of American architecture in the past 200 years.”
Even the “interior” design of the University of Virginia
embodied Jeffersonian principles, in that he selected all the
books for the library, defined the curriculum, picked the
faculty, and chaired the Board of Visitors. Unlike every other
American college at the time, “Mr. Jefferson’s university” had
no religious affiliation and imposed no religious requirement on
its students. As befitted an institution shaped by a believer in
wholly voluntary and consensual networks of governance, there
were no curricular requirements, no mandatory code of conduct
except the self-enforced honour system, no president or
administration. Every aspect of life at the University of
Virginia reflected Jefferson’s belief that the only legitimate
form of governance was self-governance.
In 1812 his vast correspondence began to include an exchange
with his former friend and more recent rival John Adams. The
reconciliation between the two patriarchs was arranged by their
mutual friend Benjamin Rush, who described them as “the North
and South poles of the American Revolution.” That description
suggested more than merely geographic symbolism, since Adams and
Jefferson effectively, even dramatically, embodied the twin
impulses of the revolutionary generation. As the “Sage of
Monticello,” Jefferson represented the Revolution as a clean
break with the past, the rejection of all European versions of
political discipline as feudal vestiges, the ingrained hostility
toward all mechanisms of governmental authority that originated
in faraway places. As the “Sage of Quincy (Massachusetts),”
Adams resembled an American version of Edmund Burke, which meant
that he attributed the success of the American Revolution to its
linkage with past practices, most especially the tradition of
representative government established in the colonial
assemblies. He regarded the constitutional settlement of 1787–88
as a shrewd compromise with the political necessities of a
nation-state exercising jurisdiction over an extensive,
eventually continental, empire, not as a betrayal of the
American Revolution but an evolutionary fulfillment of its
promise.
These genuine differences of opinion made Adams and Jefferson
the odd couple of the American Revolution and were the primary
reasons why they had drifted to different sides of the divide
during the party wars of the 1790s. The exchange of 158 letters
between 1812 and 1826 permitted the two sages to pose as
philosopher-kings and create what is arguably the most
intellectually impressive correspondence between statesmen in
all of American history. Beyond the elegiac tone and almost
sculpted serenity of the letters, the correspondence exposed the
fundamental contradictions that the American Revolution managed
to contain. As Adams so poignantly put it, “You and I ought not
to die before we have explained ourselves to each other.” And
because of Adams’s incessant prodding, Jefferson was frequently
forced to clarify his mature position on the most salient issues
of the era.
One issue that even Adams and Jefferson could not discuss
candidly was slavery. Jefferson’s mature position on that
forbidden subject represented a further retreat from any
leadership role in ending the “peculiar institution.” In 1819,
during the debate in Congress over the Missouri Compromise, he
endorsed the expansion of slavery into all the western
territories, precisely the opposite of the position he had taken
in the 1780s. Though he continued to insist that slavery was a
massive anomaly, he insisted even more strongly that it was
wrong for the federal government to attempt any effort at
emancipation. In fact he described any federal intrusion in the
matter as a despotic act analogous to George III’s imperial
interference in colonial affairs or Hamilton’s corrupt scheme to
establish a disguised form of monarchy in the early republic.
His letters to fellow Virginians during his last years reflect a
conspiratorial mentality toward the national government and a
clear preference for secession if threatened with any mandatory
plan for abolition.
Apart from slavery, the other shadow that darkened Monticello
during Jefferson’s twilight years was debt. Jefferson was
chronically in debt throughout most of his life, in part because
of obligations inherited from his father-in-law in his wife’s
dowry, mostly because of his own lavish lifestyle, which never
came to terms with the proverbial bottom line despite careful
entries in his account books that provided him with only the
illusion of control. In truth, by the 1820s the interest on his
debt was compounding at a faster rate than any repayment
schedule could meet. By the end, he was more than $100,000—in
modern terms several million dollars—in debt. An exception was
made in Virginia law to permit a lottery that Jefferson hoped
would allow his heirs to retain at least a portion of his
property. But the massiveness of his debt overwhelmed all such
hopes. Monticello, including land, mansion, furnishings, and the
vast bulk of the slave population, was auctioned off the year
after his death, and his surviving daughter, Martha, was forced
to accept charitable contributions to sustain her family.
Before that ignominious end, which Jefferson never lived to
see, he managed to sound one last triumphant note that projected
his most enduring and attractive message to posterity. In late
June 1826 Jefferson was asked to join the Independence Day
celebrations in Washington, D.C., on the 50th anniversary of the
defining event in his and the nation’s life. He declined,
explaining that he was in no condition to leave his mountaintop.
But he mustered up one final surge of energy to draft a
statement that would be read in his absence at the ceremony. He
clearly intended it as his final testament. Though some of the
language, like the language of the Declaration itself, was
borrowed from others, here was the vintage Jeffersonian vision:
May it be to the world, what I believe it will be, (to some
parts sooner, to others later, but finally to all,) the signal
of arousing men to burst the chains under which monkish
ignorance and superstition had persuaded them to bind
themselves, and to assume the blessings and security of
self-government.… All eyes are opened or opening to the rights
of men. The general spread of the light of science has already
laid open to every view the palpable truth, that the mass of
mankind has not been born with saddles on their backs, nor a
favored few, booted and spurred, ready to ride them legitimately
by the grace of God. These are grounds of hope for others; for
ourselves, let the annual return of this day forever refresh our
recollections of these rights, and an undiminished devotion to
them.
Even as these words were being read in Washington, Jefferson
went to his maker in his bed at Monticello at about half past
noon on July 4, 1826. His last conscious words, uttered the
preceding evening, were “Is it the Fourth?” Always a man given
to Herculean feats of self-control, he somehow managed to time
his own death to coincide with history. More remarkably, up in
Quincy on that same day his old rival and friend also managed to
die on schedule. John Adams passed away later in the afternoon.
His last words—“Thomas Jefferson still lives”—were wrong at the
moment but right for the future, since Jefferson’s complex
legacy was destined to become the most resonant and
controversial touchstone in all of American history.
(For additional writings by Jefferson, see Debates on
Independence; On the Need for a Little Rebellion Now and Then; A
Firebell in the Night; On Civil and Natural Rights; A Simple and
Inexpensive Government; On Republican Government; The Rulers and
the Ruled; On the Censorship of Religious Books; On the Civil
and Religious Powers of Government; and On Science and the
Perfectibility of Man.)
Joseph J. Ellis
Cabinet of President Thomas Jefferson
The table provides a list of cabinet members in the
administration of President Thomas Jefferson.
Cabinet of President Thomas Jefferson
March 4, 1801-March 3, 1805 (Term 1)
State James Madison
Treasury Samuel Dexter
Albert Gallatin (from May 14, 1801)
War Henry Dearborn
Navy Benjamin Stoddert
Robert Smith (from July 27, 1801)
Attorney General Levi Lincoln
March 4, 1805-March 3, 1809 (Term 2)
State James Madison
Treasury Albert Gallatin
War Henry Dearborn
Navy Robert Smith
Attorney General John Breckinridge
Caesar Augustus Rodney (from January 20, 1807)
Encyclopaedia Britannica
|
|
|
|
Patrick Henry

American statesman
born May 29 [May 18, Old Style], 1736, Studley [Va.]
died June 6, 1799, Red Hill, near Brookneal, Va., U.S.
Main
brilliant orator and a major figure of the American Revolution,
perhaps best known for his words “Give me liberty or give me
death!” which he delivered in 1775. He was independent
Virginia’s first governor (serving 1776–79, 1784–86).
Patrick Henry was the son of John Henry, a well-educated
Scotsman who served in the colony as a surveyor, colonel, and
justice of the Hanover County Court. Before he was 10, Patrick
received some rudimentary education in a local school, later
reinforced by tutoring from his father, who was trained in the
classics. As a youth, he failed twice in seven years as a
storekeeper and once as a farmer; and during this period he
increased his responsibilities by marriage, in 1754, to Sarah
Shelton. The demands of a growing family spurred him to study
for the practice of law, and in this profession he soon
displayed remarkable ability. Within a few years after his
admission to the bar in 1760 he had a large and profitable
clientele. He was especially successful in criminal cases, where
he made good use of his quick wit, his knowledge of human
nature, and his forensic gifts.
Meanwhile, his oratorical genius had been revealed in the
trial known as the Parson’s Cause (1763). This suit grew out of
the Virginia law, disallowed by King George III, that permitted
payment of the Anglican clergy in money instead of tobacco when
the tobacco crop was poor. Henry astonished the audience in the
courtroom with his eloquence in invoking the doctrine of natural
rights, the political theory that man is born with certain
inalienable rights.
Two years later, at the capitol in Williamsburg, where he had
just been seated as a member of the House of Burgesses (the
lower house of the colonial legislature), he delivered a speech
opposing the British Stamp Act. The act was a revenue law
requiring certain colonial publications and documents to bear a
legal stamp. Henry offered a series of resolutions asserting the
right of the colonies to legislate independently of the British
Parliament, and he supported these resolutions with great
eloquence: “Caesar had his Brutus, Charles the First his
Cromwell, and George III…” Here he was interrupted by cries of
“Treason! treason!” But he concluded, according to a likely
version, “…may profit by their example. If this be treason, make
the most of it.”
During the next decade Henry was an influential leader in the
radical opposition to the British government. He was a member of
the first Virginia Committee of Correspondence, which aided
intercolonial cooperation, and a delegate to the Continental
Congresses of 1774 and 1775. At the second Virginia Convention,
on March 23, 1775, in St. John’s Church, Richmond, he delivered
the speech that assured his fame as one of the great advocates
of liberty. Convinced that war with Great Britain was
inevitable, he presented strong resolutions for equipping the
Virginia militia to fight against the British and defended them
in a fiery speech with the famed peroration, “I know not what
course others may take, but as for me, give me liberty or give
me death!”
The resolutions passed, and Henry was appointed commander of
the Virginia forces, but his actions were curbed by the
Committee of Safety; in reaction, he resigned on Feb. 28, 1776.
Henry served on the committee in the Virginia Convention of 1776
that drafted the first constitution for the state. He was
elected governor the same year and was reelected in 1777 and
1778 for one-year terms, thereby serving continuously as long as
the new constitution permitted. As wartime governor, he gave
Gen. George Washington able support, and during his second term
he authorized the expedition to invade the Illinois country
under the leadership of George Rogers Clark.
After the death of his first wife, Henry married Dorothea
Dandridge and retired to life on his estate in Henry county. He
was recalled to public service as a leading member of the state
legislature from 1780 to 1784 and again from 1787 to 1790. From
1784 to 1786 he served as governor. He declined to attend the
Philadelphia Constitutional Convention of 1787 and in 1788 was
the leading opponent of ratification of the U.S. Constitution at
the Virginia Convention. This action, which has aroused much
controversy ever since, resulted from his fear that the original
document did not secure either the rights of the states or those
of individuals, as well as from his suspicion that the North
would abandon to Spain the vital right of navigation on the
Mississippi River.
Henry was reconciled, however, to the new federal government,
especially after the passage of the Bill of Rights, for which he
was in great measure responsible. Because of family
responsibilities and ill health, he declined a series of offers
of high posts in the new federal government. In 1799, however,
he consented to run again for the state legislature, where he
wished to oppose the Kentucky and Virginia resolutions, which
claimed that the states could determine the constitutionality of
federal laws. During his successful electoral campaign, he made
his last speech, a moving plea for American unity. He died at
his home, Red Hill, before he was to have taken the seat.
Robert Douthat Meade
Encyclopaedia Britannica
|
|
|
|
James Madison

president of United States
born March 16 [March 5, Old Style], 1751, Port Conway,
Virginia [U.S.]
died June 28, 1836, Montpelier, Virginia, U.S.
Main
fourth president of the United States (1809–17) and one of the
Founding Fathers of his country. At the Constitutional
Convention (1787), he influenced the planning and ratification
of the U.S. Constitution and collaborated with Alexander
Hamilton and John Jay in the publication of the Federalist
papers. As a member of the new House of Representatives, he
sponsored the first 10 amendments to the Constitution, commonly
called the Bill of Rights. He was secretary of state under
President Thomas Jefferson when the Louisiana Territory was
purchased from France. The War of 1812 was fought during his
presidency. (For a discussion of the history and nature of the
presidency, see presidency of the United States of America.)
Early life and political activities
Madison was born at the home of his maternal grandmother. The
son and namesake of a leading Orange county landowner and
squire, he maintained his lifelong home in Virginia at
Montpelier, near the Blue Ridge Mountains. In 1769 he rode
horseback to the College of New Jersey (Princeton University),
selected for its hostility to episcopacy. He completed the
four-year course in two years, finding time also to demonstrate
against England and to lampoon members of a rival literary
society in ribald verse. Overwork produced several years of
epileptoid hysteria and premonitions of early death, which
thwarted military training but did not prevent home study of
public law, mixed with early advocacy of independence (1774) and
furious denunciation of the imprisonment of nearby dissenters
from the established Anglican Church. Madison never became a
church member, but in maturity he expressed a preference for
Unitarianism.
His health improved, and he was elected to Virginia’s 1776
Revolutionary convention, where he drafted the state’s guarantee
of religious freedom. In the convention-turned-legislature he
helped Thomas Jefferson disestablish the church but lost
reelection by refusing to furnish the electors with free
whiskey. After two years on the governor’s council, he was sent
to the Continental Congress in March 1780.
Five feet four inches tall and weighing about 100 pounds,
small boned, boyish in appearance, and weak of voice, he waited
six months before taking the floor, but strong actions belied
his mild demeanour. He rose quickly to leadership against the
devotees of state sovereignty and enemies of Franco-U.S.
collaboration in peace negotiations, contending also for the
establishment of the Mississippi as a western territorial
boundary and the right to navigate that river through its
Spanish-held delta. Defending Virginia’s charter title to the
vast Northwest against states that had no claim to western
territories and whose major motive was to validate barrel-of-rum
purchases from Indian tribes, Madison defeated the land
speculators by persuading Virginia to cede the western lands to
Congress as a national heritage.
Following the ratification of the Articles of Confederation
in 1781, Madison undertook to strengthen the Union by asserting
implied power in Congress to enforce financial requisitions upon
the states by military coercion. This move failing, he worked
unceasingly for an amendment conferring power to raise revenue
and wrote an eloquent address adjuring the states to avert
national disintegration by ratifying the submitted article. The
Chevalier de la Luzerne, French minister to the United States,
wrote that Madison was “regarded as the man of the soundest
judgment in Congress.”
The father of the Constitution
Reentering the Virginia legislature in 1784, Madison defeated
Patrick Henry’s bill to give financial support to “teachers of
the Christian religion.” To avoid the political effect of his
extreme nationalism, he persuaded the states-rights advocate
John Tyler to sponsor the calling of the Annapolis Convention of
1786, which, aided by Madison’s influence, produced the
Constitutional Convention of 1787.
There his Virginia, or large-state, Plan, put forward through
Governor Edmund Randolph, furnished the basic framework and
guiding principles of the Constitution, earning him the title of
father of the Constitution. Madison believed keenly in the value
of a strong government in which power was well controlled
because it was well balanced among the branches. (See primary
source document: A Plurality of Interests and a Balance of
Power.) Delegate William Pierce of Georgia wrote that, in the
management of every great question, Madison “always comes
forward the best informed Man of any point in debate.” Pierce
called him “a Gentleman of great modesty—with a remarkable sweet
temper. He is easy and unreserved among his acquaintances, and
has a most agreeable style of conversation.”
Madison took day-by-day notes of debates at the
Constitutional Convention, which furnish the only comprehensive
history of the proceedings. To promote ratification he
collaborated with Alexander Hamilton and John Jay in newspaper
publication of the Federalist papers (Madison wrote 29 out of
85), which became the standard commentary on the Constitution.
His influence produced ratification by Virginia and led John
Marshall to say that, if eloquence included “persuasion by
convincing, Mr. Madison was the most eloquent man I ever heard.”
Elected to the new House of Representatives, Madison
sponsored the first 10 amendments to the Constitution—the Bill
of Rights—placing emphasis in debate on freedom of religion,
speech, and press. His leadership in the House, which caused the
Massachusetts congressman Fisher Ames to call him “our first
man,” came to an end when he split with Secretary of the
Treasury Hamilton over methods of funding the war debts.
Hamilton’s aim was to strengthen the national government by
cementing men of wealth to it; Madison sought to protect the
interests of Revolutionary veterans.
Hamilton’s victory turned Madison into a strict
constructionist of the congressional power to appropriate for
the general welfare. He denied the existence of implied power to
establish a national bank to aid the Treasury. Later, as
president, he asked for and obtained a bank as “almost [a]
necessity” for that purpose, but he contended that it was
constitutional only because Hamilton’s bank had gone without
constitutional challenge. Unwillingness to admit error was a
lifelong characteristic. The break over funding split Congress
into Madisonian and Hamiltonian factions, with Fisher Ames now
calling Madison a “desperate party leader” who enforced a
discipline “as severe as the Prussian.” (Madisonians turned into
Jeffersonians after Jefferson, having returned from France,
became secretary of state.)
In 1794 Madison married a widow, Dolley Payne Todd (Dolley
Madison), a handsome, buxom, vivacious Quaker 17 years his
junior, who rejected church discipline and loved social
activities. Her first husband had died in the yellow fever
epidemic the previous year. She periodically served as official
hostess for President Jefferson, who was a widower. As Madison’s
wife, she became a fixture at soirées, usually wearing a
colourful feathered turban and an elegant dress ornamented with
jewelry and furs. She may be said to have created the role of
First Lady as a political partner of the president, although
that label did not come into use until much later. An
unpretentious woman, she ate heartily, gambled, rouged her face
lavishly, and took snuff. The “Wednesday drawing rooms” that she
instituted for the public added to her popularity. She earned
the nation’s undying gratitude for rescuing a Gilbert Stuart
portrait of George Washington in 1814 just ahead of the British
troops who put the torch to the White House in the War of 1812.
Madison left Congress in 1797, disgusted by John Jay’s treaty
with England, which frustrated his program of commercial
retaliation against the wartime oppression of U.S. maritime
commerce. The Alien and Sedition Acts of 1798 inspired him to
draft the Virginia Resolutions of that year, denouncing those
statutes as violations of the First Amendment of the
Constitution and affirming the right and duty of the states “to
interpose for arresting the progress of the evil.” Carefully
worded to mean less legally than they seemed to threaten, they
forced him to spend his octogenarian years combating South
Carolina’s interpretation of them as a sanction of state power
to nullify federal law.
During eight years as Jefferson’s secretary of state
(1801–09), Madison used the words “The President has decided” so
regularly that his own role can be discovered only in foreign
archives. British diplomats dealing with Madison encountered
“asperity of temper and fluency of expression.” Senators John
Adair and Nicholas Gilman agreed in 1806 that he “governed the
President,” an opinion held also by French minister Louis-Marie
Turreau.
Madison’s presidency
Although he was accused of weakness in dealing with France and
England, Madison won the presidency in 1808 by publishing his
vigorous diplomatic dispatches (see primary source document:
First Inaugural Address). Faced with a senatorial cabal on
taking office, he made a senator’s lacklustre brother, Robert
Smith, secretary of state and wrote all important diplomatic
letters for two years before replacing him with James Monroe.
Although he had fully supported Jefferson’s wartime shipping
embargo, Madison reversed his predecessor’s policy two weeks
after assuming the presidency by secretly notifying both Great
Britain and France, then at war, that, in his opinion, if the
country addressed should stop interfering with U.S. commerce and
the other belligerent continued to do so, “Congress will, at the
next ensuing session, authorize acts of hostility…against the
other.”
An agreement with England providing for repeal of its Orders
in Council, which limited trade by neutral nations with France,
collapsed because the British minister violated his
instructions; he concealed the requirements that the United
States continue its trade embargo against France, renounce
wartime trade with Britain’s enemies, and authorize England to
capture any U.S. vessel attempting to trade with France. Madison
expelled the minister’s successor for charging, falsely, that
the president had been aware of the violation.
Believing that England was bent on permanent suppression of
American commerce, Madison proclaimed nonintercourse with
England on November 2, 1810, and notified France on the same day
that this would “necessarily lead to war” unless England stopped
its impressment of American seamen and seizure of American goods
and vessels. One week earlier, unknown to Congress (in recess)
or the public, he had taken armed possession of the Spanish
province of West Florida, claimed as part of the Louisiana
Purchase. He was reelected in 1812, despite strong opposition
and the vigorous candidacy of DeWitt Clinton (see primary source
document: Second Inaugural Address).
With his actions buried in secrecy, Federalists and
politicians pictured Madison as a timorous pacifist dragged into
the War of 1812 (1812–15) by congressional War Hawks, and they
denounced the conflict as "Mr. Madison’s War." In fact, the
president had sought peace but accepted war as inevitable. As
wartime commander in chief he was hampered by the refusal of
Congress to heed pleas for naval and military development and
made the initial error of entrusting army command to aging
veterans of the Revolution. The small U.S. Navy sparkled, but on
land defeat followed defeat.
By 1814, however, Madison had lowered the average age of
generals from 60 to 36 years; victories resulted, ending a war
the principal cause of which had been removed by revocation of
the Orders in Council the day before the conflict began.
Contemporary public opinion in the United States, Canada,
England, and continental Europe proclaimed the result a U.S.
triumph. Still the country would never forget the ignominy of
the president and his wife having to flee in the face of
advancing British troops bent on laying waste Washington, D.C.,
including setting afire the executive mansion, the Capitol, and
other public buildings.
The Federalist Party was killed by its opposition to the war,
and the president was lifted to a pinnacle of popularity.
Madison’s greatest fault was delay in discharging incompetent
subordinates, including Secretary of War John Armstrong, who had
scoffed at the president’s repeated warnings of a coming British
attack on Washington and ignored presidential orders for its
defense.
On leaving the presidency, Madison was eulogized at a
Washington mass meeting for having won national power and glory
“without infringing a political, civil, or religious right.”
Even in the face of sabotage of war operations by New England
Federalists, he had lived up to the maxim he laid down in 1793
when he had said:
If we advert to the nature of republican government we shall
find that the censorial power is in the people over the
government, and not in the government over the people.
Later life
Never again leaving Virginia, Madison managed his 5,000-acre
(2,000-hectare) farm for 19 years, cultivating the land by
methods regarded today as modern innovations. As president of
the Albemarle Agricultural Society, he warned that human life
might be wiped out by upsetting the balance of nature, including
invisible organisms. He hated slavery, which held him in its
economic chains, and worked to abolish it through government
purchase of slaves and their resettlement in Liberia, financed
by sale of public lands. When his personal valet ran away in
1792 and was recaptured—a situation that usually meant sale into
the yellow-fever-infested West Indies—Madison set him free and
hired him. Another slave managed one-third of the Montpelier
farmlands during Madison’s years in federal office.
Madison participated in Jefferson’s creation of the
University of Virginia (1819) and later served as its rector.
Excessive hospitality, chronic agricultural depression, the care
of aged slaves, and the squandering of $40,000 by and on a
wayward stepson made him land-poor in old age. His last years
were spent in bed; he was barely able to bend his rheumatic
fingers, which nevertheless turned out an endless succession of
letters and articles combating nullification and secession—the
theme of his final “Advice to My Country.” Henry Clay called
him, after George Washington, “our greatest statesman.”
Cabinet of President James Madison
The table provides a list of cabinet members in the
administration of President James Madison.
Cabinet of President James Madison
March 4, 1809-March 3, 1813 (Term 1)
State Robert Smith
Treasury Albert Gallatin
War John Smith
William Eustis (from April 8, 1809)
John Armstrong (from February 5, 1813)
Navy Robert Smith
Paul Hamilton (from May 15, 1809)
William Jones (from January 19, 1813)
Attorney General Caesar Augustus Rodney
William Pinkney (from January 6, 1812)
March 4, 1813-March 3, 1817 (Term 2)
State James Monroe
Treasury Albert Gallatin
George Washington Campbell (from February 9, 1814)
Alexander James Dallas (from October 14, 1814)
William H. Crawford (from October 22, 1816)
War John Armstrong
James Monroe (from October 1, 1814)
William H. Crawford (from August 8, 1815)
Navy William Jones
Benjamin Williams Crowninshield (from January 16, 1815)
Attorney General William Pinkney
Richard Rush (from February 11, 1814)
Encyclopaedia Britannica
|
|
|
|
John Marshall

chief justice of United States
born Sept. 24, 1755, near Germantown [now Midland], Va.
died July 6, 1835, Philadelphia, Pa.
Main
fourth chief justice of the United States and principal founder
of the U.S. system of constitutional law. As perhaps the Supreme
Court’s most influential chief justice, Marshall was responsible
for constructing and defending both the foundation of judicial
power and the principles of American federalism. The first of
his great cases in more than 30 years of service was Marbury v.
Madison (1803), which established the Supreme Court’s right to
expound constitutional law and exercise judicial review by
declaring laws unconstitutional. His defense of federalism was
articulated in McCulloch v. Maryland (1819), which upheld the
authority of Congress to create the Bank of the United States
and declared unconstitutional the right of a state to tax an
instrument of the federal government. In his ruling on
McCulloch, Marshall at once explained the authority of the court
to interpret the constitution, the nature of federal-state
relations inherent in a federal system of government, and the
democratic nature of both the U.S. government and its governing.
During his tenure as chief justice, Marshall participated in
more than 1,000 decisions, writing more than 500 of them
himself.
Youth
Born in a log cabin, John Marshall was the eldest of 15 children
of Thomas Marshall, a sheriff, justice of the peace, and land
surveyor who came to own some 200,000 acres (80,000 ha) of land
in Virginia and Kentucky and who was a leading figure in Prince
William county (from 1759 Fauquier county), Va., and Mary Keith
Marshall, a clergyman’s daughter whose family was related to
both the Randolphs and the Lees (two of Virginia’s most
prominent families). Marshall’s childhood and youth were spent
in the near-frontier region of Fauquier county, and he later
lived in the Blue Ridge mountain area where his father had
acquired properties. His schooling was primarily provided by his
parents, supplemented only by the instruction afforded by a
visiting clergyman who lived with the family for about a year
and by a few months of slightly more formal training at an
academy in Westmoreland county.
Early career
When political debate with England was followed by armed clashes
in 1775, Marshall, as lieutenant, joined his father in a
Virginia regiment of minutemen and participated in the first
fighting in that colony. Joining the Continental Army in 1776,
Marshall served under George Washington for three years in New
Jersey, New York, and Pennsylvania, his service including the
harsh winter of 1777–78 at Valley Forge. He eventually rose to
the rank of captain, and when the term of service of his
Virginia troops expired in 1779, Marshall returned to Virginia
and thereafter saw little active service prior to his discharge
in 1781.
Marshall’s only formal legal training was a brief course of
lectures he attended in 1780 at William and Mary College given
by George Wythe, an early advocate of judicial review. Licensed
to practice law in August 1780, Marshall returned to Fauquier
county and was elected to the Virginia House of Delegates in
1782 and 1784. Attending the sessions of the legislature in the
state capital at Richmond, he established a law practice there
and made the city his home after his marriage to Mary Ambler in
January 1783.
For the next 15 years Marshall’s career was marked by
increasing stature at the bar of Virginia and within Virginia
politics. Although by 1787 he had not achieved a public position
that would have sent him as a delegate to the Constitutional
Convention in Philadelphia, he was an active, if junior,
proponent of the new Constitution of the United States in the
closely contested fight for ratification. That year Marshall was
elected to the legislature that would take the first step toward
ratification by issuing a call for a convention in Virginia to
consider ratifying; he was also elected a delegate to the
convention. His principal effort on the floor of the convention
was, perhaps prophetically, a defense of the judiciary article.
He then used his acknowledged popularity to gain or build the
narrow margin by which Virginia’s ratification of the
Constitution was won.
Shortly after the new constitution came into force, President
Washington offered Marshall appointment as U.S. attorney for
Virginia, a post Marshall declined. In 1789, however, he sought
and obtained a further term in Virginia’s House of Delegates as
a supporter of the national government. As party lines emerged
and became defined in the 1790s, Marshall was recognized as one
of the leaders of the Federalist Party in Virginia. In 1795
Washington tendered him an appointment as attorney general.
This, too, was declined, but Marshall returned to the state
legislature as a Federalist leader.
In 1797 Marshall accepted an appointment by Pres. John Adams
to serve as a member of a commission, with Elbridge Gerry and
Charles C. Pinckney, that unsuccessfully sought to improve
relations with the government of France. After the mission,
reports were published that disclosed that certain
intermediaries, some shadowy figures known as X, Y, and Z (see
XYZ Affair), had approached the commissioners and informed them
that they would not be received by the French government unless
they first paid large bribes; the reports further revealed that
these advances had been rebuffed in a memorandum prepared by
Marshall. Marshall subsequently became a popular figure, and the
conduct of his mission was applauded by one of the earliest
American patriotic slogans, “Millions for defense, but not one
cent for tribute.”
Upon his return from France, Marshall declined appointment to
the Supreme Court to succeed James Wilson, but he was persuaded
by Washington to run for Congress and was elected in 1799 as a
Federalist. His service in the House of Representatives was
brief, however. His chief accomplishment there was the effective
defense of the president against a Republican attack for having
honoured a British request under the extradition treaty for the
surrender of a seaman charged with murder on a British warship
on the high seas.
In May 1800 President Adams requested the resignation of his
secretary of war and offered the post to Marshall, and again
Marshall declined. Adams then dismissed his secretary of state
and offered Marshall the vacant position. In an administration
harassed by dissension and with uncertain prospects in the
forthcoming election, the appeal of the invitation must have
been addressed principally to Marshall’s loyalty. After some
initial hesitation, Marshall accepted. In the autumn of 1800,
Chief Justice Oliver Ellsworth resigned because of ill health.
Adams, defeated in the November election, tendered reappointment
to John Jay, the first chief justice, but Jay declined. Adams
then turned to Marshall, and in January 1801 Adams sent to the
Senate the nomination of John Marshall to be chief justice. The
last Federalist-controlled Senate confirmed the nomination on
Jan. 27, 1801. On February 4, Marshall was sworn in, but at
Adams’s request Marshall continued to act as secretary of state
for the last month of the Adams presidential administration.
(Marshall also served briefly, at Jefferson’s request, as
secretary of state in Jefferson’s administration.)
Chief justice of the United States
Under Marshall’s leadership for more than 34 years—the longest
tenure for any chief justice—the Supreme Court set forth the
main structural lines of the government. Initially, there was no
consensus as to whether the Constitution had created a
federation or a nation, and although judicial decisions could
not alone dispel differences of opinion, they could create a
body of coherent, authoritative, and disinterested doctrine
around which opinion could mass and become effective. To the
task of creating such a core of agreement Marshall brought
qualities that were admirably adapted for its accomplishment.
His own mind had apparently a clear and well-organized concept
of the effective government that he believed was needed and was
provided by the Constitution. He wrote with a lucidity, a
persuasiveness, and a vigour that gave to his judicial opinions
a quality of reasoned inevitability that more than offset an
occasional lack in precision of analysis. His tenure gave
opportunity for the development of a unified body of
constitutional doctrine. It was the first aspect of Marshall’s
accomplishment that he and the court he headed did not permit
this opportunity to pass unrecognized.
Marshall distinguished himself from his colleagues by wearing
a plain black robe, in stark contrast to the scarlet and ermine
robes worn by the other justices. Prior to Marshall’s
appointment, it had been the custom of the Supreme Court, as it
was in England, for each justice to deliver an opinion in each
significant case. This method may be effective where a court is
dealing with an organized and existing body of law, but with a
new court and a largely unexplored body of law, it created an
impression of tentativeness, if not of contradiction, which lent
authority neither to the court nor to the law it expounded. With
Marshall’s appointment—and presumably at his instigation—this
practice changed. Thereafter, for some years, it became the
general rule that there was only a single opinion from the
Supreme Court. Indeed, Marshall’s term was marked by great
consensus and stability on the court; Marshall only dissented
formally once during his tenure, and between 1811 and 1823 the
Supreme Court’s personnel did not change—the longest such period
in history. This change of practice alone would have contributed
to making the court a more effective institution. And when the
opinions were cast in the mold of Marshall’s clear and
compelling statement, the growth of the court’s authority was
assured.
Marbury v. Madison (1803) was the first of Marshall’s great
cases and the case that established for the court its power to
invalidate federal laws and acts found to be in conflict with
the Constitution. The foundation of the case and the
significance of its ruling must be understood within the
historical and strategic context of the time. Shortly before the
expiration of President Adams’s term, the Federalist-controlled
Congress created and Adams filled a number of federal judicial
positions. The commissions of the judges had been signed and the
seal of the United States affixed in the office of the secretary
of state (Marshall’s office), but some of them, including that
of William Marbury, remained undelivered. (Ironically, Marshall,
as secretary of state, was responsible for delivering these
appointments.) Offended by what he perceived to be a Federalist
court-packing plan, President Jefferson ordered his secretary of
state, James Madison, to halt delivery of the remaining
commissions.
Marbury unsuccessfully petitioned the Department of State for
his commission, and subsequently he instituted suit in the
Supreme Court against Madison. Although the matter was not
beyond question, the court found that Congress had, under the
authority of Section 13 of the Judiciary Act of 1789, authorized
that such suits be started in the Supreme Court rather than in a
lower court. The court faced a dilemma of historic proportions.
If it issued a writ of mandamus ordering Madison to deliver the
commission, it was clear that such a command would be ignored,
thereby undermining the court’s influence for generations, but
if it failed to issue the writ the Supreme Court would be seen
as cowering in the face of presidential power. Under Marshall’s
direction, the Supreme Court altered the issue at hand, and,
speaking through Marshall, the court held that Article III of
the Constitution did not permit this expansion of the court’s
original jurisdiction and that the court could not follow a
statute that was in conflict with the Constitution. It thereby
confirmed for itself its most controversial power—the function
of judicial review, of finding and expounding the law of the
Constitution.
Throughout Marshall’s tenure as chief justice, the Supreme
Court held only one term each year, lasting about seven or eight
weeks (slightly longer after 1827). Each justice, however, also
conducted a circuit court—Marshall in Richmond, Va., and
Raleigh, N.C. Marshall’s conflict with the Jefferson
administration erupted once more in 1807 in Richmond, where
Marshall presided at the treason trial of former Vice President
Aaron Burr, successfully frustrating President Jefferson’s
efforts toward a runaway conviction; as a result, Burr was
freed. With hardly more than three months annually engaged in
judicial duties (at that time, the court’s docket was much
smaller than it is today), Marshall had much time to devote to
personal endeavours. In 1807 he completed the five-volume The
Life of George Washington. He also served (1812) as chair of a
commission charged with finding a land and water route to link
eastern and western Virginia, and in 1829 he was part of the
Virginia state constitutional convention.
Once the power of judicial review had been established,
Marshall and the court followed with decisions that assured that
it would be exercised and that the whole body of federal law
would be determined, in a unified judicial system with the
Supreme Court at its head. Martin v. Hunter’s Lessee (1816) and
Cohens v. Virginia (1821) affirmed the Supreme Court’s right to
review and overrule a state court on a federal question, and in
McCulloch v. Maryland (1819) the Supreme Court asserted the
doctrine of “implied powers” granted Congress by the
Constitution (in this instance, that Congress could create a
bank of the United States, even though such a power was not
expressly given by the Constitution).
McCulloch v. Maryland well illustrated that judicial review
could have an affirmative aspect as well as a negative; it may
accord an authoritative legitimacy to contested government
action no less significant than its restraint of prohibited or
unauthorized action. The ruling, which nearly precipitated a
constitutional crisis, upheld the authority of the federal
government and denied to the states the right to impose a tax on
the federal government. Faced with the daunting task of
explaining where the authority of the Congress to create a bank
is located in the Constitution, Marshall turned to Article I,
Section 8, Paragraph 18, which grants to the federal government
the power to “make all laws which shall be necessary and proper”
for carrying out the powers it was explicitly granted in the
Constitution. The ruling infuriated states’ rights advocates,
leading several, including judges Spencer Roane and William
Brockenbrough, to admonish Marshall and the court through the
press. In an unprecedented move, Marshall replied under an
assumed name, writing as “A Friend to the Constitution.”
In commerce law Marshall led the court in deciding a number
of cases brought in response to the emerging American economy
and the government’s attempts to regulate it. Fletcher v. Peck
(1810) and the Dartmouth College case (1819) established the
inviolability of a state’s contracts, and Gibbons v. Ogden
(1824) affirmed the federal government’s right to regulate
interstate commerce and to override state law in doing so. Many
of Marshall’s decisions dealing with specific restraints upon
government have turned out to be his less-enduring ones,
however, particularly in later eras of increasing governmental
activity and control; indeed, it has been in this area that
judicial review has evoked its most vigorous critics.
Outside the court, Marshall spent much of his time caring for
an invalid wife. He also enjoyed companionship, drinking, and
debating with friends in Richmond. In general, for the first 30
years of his service as chief justice, his life was largely one
of contentment. In late 1831, at age 76, Marshall underwent the
rigours of surgery for the removal of kidney stones and appeared
to make a rapid and complete recovery. But the death of his wife
on Christmas of that year was a blow from which his spirits did
not so readily recover. In 1835 his health declined rapidly, and
on July 6 he died in Philadelphia. He was buried alongside his
wife in Shockoe Cemetery in Richmond.
Brian P. Smentkowski
Encyclopaedia Britannica
|
|
|
|
George Mason

United States statesman
born 1725, Fairfax County, Va.
died Oct. 7, 1792, Fairfax County, Va., U.S.
Main
American patriot and statesman who insisted on the protection of
individual liberties in the composition of both the Virginia and
U.S. Constitutions (1776, 1787); he was ahead of his time in
opposing slavery and in rejecting the constitutional compromise
that perpetuated it.
As a landowner and near neighbour of George Washington, Mason
took a leading part in local affairs. He also became deeply
interested in Western expansion and was active in the Ohio
Company, organized in 1749 to develop trade and sell land on the
upper Ohio River. At about the same time, Mason helped to found
the town of Alexandria, Va. Because of ill health and family
problems, he generally eschewed public office, though he
accepted election to the House of Burgesses in 1759. Except for
his membership in the Constitutional Convention at Philadelphia,
this was the highest office he ever held—yet few men did more to
shape U.S. political institutions.
A leader of the Virginia patriots on the eve of the American
Revolution (1775–83), Mason served on the Committee of Safety
and in 1776 drafted the state constitution, his declaration of
rights being the first authoritative formulation of the doctrine
of inalienable rights. Mason’s work was known to Thomas
Jefferson and influenced his drafting of the Declaration of
Independence. The model was soon followed by most of the states
and was also incorporated in diluted form in the federal
Constitution. He served as a member of the Virginia House of
Delegates from 1776 to 1788.
As a member of the Constitutional Convention, Mason
strenuously opposed the compromise permitting the continuation
of the slave trade until 1808. Although he was a Southerner,
Mason castigated the trade as “disgraceful to mankind”; he
favoured manumission and education for bondsmen and supported a
system of free labour. Because he also objected to the large and
indefinite powers vested in the new government, he joined
several other Virginians in opposing adoption of the new
document. A Jeffersonian Republican, he believed that local
government should be kept strong and central government weak.
His criticism helped bring about the adoption of the Bill of
Rights to the Constitution.
Soon after the Convention, Mason retired to his home, Gunston
Hall.
Encyclopaedia Britannica
|
|
|
|
|
Political Reorientation and Expansion
|
Under President Jackson, popular democracy and party
dominance began to shape the political system of the United
States. President Polk annexed areas in the West, further
expanding the territories of the nation, pushing its borders
ever further towards the Pacific.
|
|
The economic crises of the 1820s, after which many farmers
found themselves in debt to the banks, was followed by a
political U-turn.
1 Andrew Jackson (1829-1837) was the first
president who was not from the Eastern elite.

1 Andrew Jackson
He pursued a "policy of the common man." In 1832-1836, he
destroyed the Second Bank of the United States and developed an
aid program for farmers and settlers. His style of "Jacksonian
democracy" marked US politics until 1860. It involved the
domination of the middle class over the economic elite, the
development of the party system, and political dominance of the
west and south over the northeast.
Protective tariff laws that had been passed in 1828, over the
vehement objection of the Southern states and their spokesman
John Calhoun, led to the Nullification Crisis, a controversy
over the right of states to negate federal laws. Jackson
threatened the South with military intervention and in this way
saved the Union.
Starting in 1830 Jackson implemented a ruthless Indian policy.
Indian tribes were forced west to
2 unclaimed territories or
were settled in 3
reservations that were constantly encroached upon by the
relentless expansion.

2 An Indian reservation,
photo, 1906
|

3 Geronimo, the last Apache
chief
|
Texas declared its independence from Mexico in 1836. Mexico
then sent military forces to reestablish its authority. After a
series of defeats, including the massacre of American settlers
by Mexican troops at the Alamo in San Antonio in March 1836, the
Texans finally crushed the Mexican army at San Jacinto.
A period of US weakness ended with the presidency of
4 James K. Polk
(1845-1849).

4 James K. Polk
Polk proclaimed that it was the "manifest destiny" of US
citizens to inhabit the whole continent, and he pushed the
admittance of Texas as a state through Congress in March 1845.
With this, he knowingly provoked a war with Mexico, which began
in June 1846.
The US troops were victorious. In February 1848, Mexico was
forced to sue for peace, and California and New Mexico were
annexed. Furthermore, the government had signed the Oregon
Treaty with Great Britain, securing the territory between the
Rocky Mountains and the Pacific for the United States. The
US-Canadian border was set at the 49th parallel.
By 1848, the territory of the United States had doubled once
more and gold mines were discovered in California.
The 5 Gold Rush began.
In the Western towns, it was the "law of the gun" that reigned.
|

5 Gold-digger search
for gold in a river
|
|
People of the Indian Reservation
|

|
|

|
|

|
|